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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 9)*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. |
29481V 10 8 |
1 | NAMES OF REPORTING PERSONS Joel Morganroth, M.D. |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
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(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 1,713,975 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 1,713,975 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,713,975 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
3.3% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
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CUSIP No. |
29481V 10 8 |
(a) | Name of Issuer: |
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eResearchTechnology, Inc. |
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(b) | Address of Issuers Principal Executive Offices: |
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1818 Market Street Philadelphia, PA 19103 |
(a) | Name of Person Filing: |
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Joel Morganroth, M.D. |
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(b) | Address of Principal Business Office, if none, Residence: |
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1818 Market Street Philadelphia, PA 19103 |
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(c) | Citizenship: |
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United States |
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(d) | Title of Class of Securities: |
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Common Stock, $.01 par value per share |
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(e) | CUSIP Number: |
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29481V 10 8 |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check
whether the person filing is a: |
(a) | o | Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). |
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(b) | o | Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). |
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(c) | o | Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). |
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(d) | o | Investment company registered under Section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8). |
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(e) | o | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E). |
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CUSIP No. |
29481V 10 8 |
(f) | o | An employee benefit plan or endowment fund in accordance with
§240.13d-(b)(1)(ii)(F). |
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(g) | o | A parent holding company or control person in accordance with
§240.13d-1(b)(1)(ii)(G). |
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(h) | o | A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813). |
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(i) | o | A church plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15
U.S.C. 80a-3). |
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(j) | o | Group, in accordance with §240.13d-(b)(1)(ii)(J). |
(a) | Amount beneficially owned: |
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1,713,975* |
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(b) | Percent of Class: |
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3.3%* |
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(c) | Number of Shares as to which the person has: |
i. | Sole power to vote or to direct the vote: |
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1,713,975* |
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ii. | Shared power to vote or to direct the vote: |
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0* |
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iii. | Sole power to dispose or to direct the disposition of: |
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1,713,975* |
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iv. | Shared power to dispose or to direct the disposition of: |
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0* |
* | Of the 1,713,975 shares as to which Dr. Morganroth has sole voting and dispositive power,
1,511,475 shares are owned directly by Dr. Morganroth and 202,500 shares are underlying currently
exercisable options granted under a stock option plan of the Issuer. On February 9, 2004, three trusts for the benefit of Dr. Morganroths minor children entered
into 10b5-1 plans in the form of variable prepaid forward agreements (the Agreements) with an
unaffiliated securities brokerage firm for an aggregate of 1,125,000 shares of the Issuers Common
Stock. The brokerage firm sold an aggregate of 1,125,000 shares of the Issuers Common Stock into
the public market in accordance with paragraphs (f) and (g) of Rule 144 under the Securities Act of
1933, as amended. Pursuant to the Agreements, the trusts delivered 1,125,000 shares to the brokerage firm
on February 9, 2009 in satisfaction of their obligations under those Agreements. |
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CUSIP No. |
29481V 10 8 |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
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CUSIP No. |
29481V 10 8 |
Date: February 10, 2009 | By: | /s/ Joel Morganroth, M.D. | ||
Joel Morganroth, M.D. |
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