|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Breitburn Energy Partners L.P.
|
June 19, 2013
|
106776107
|
BBEP
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
For
|
For
|
Election of Class II Directors:
|
Issuer
|
|
1. Halbert S. Washburn
|
|||
|
2. Charles S. Weiss
|
|||
|
For
|
For
|
Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2013
|
Issuer
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Chesapeake Energy Corporation
|
June 14, 2013
|
165167107
|
CHK
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
Election of Directors:
|
|||
|
For
|
For
|
1. Bob G. Alexander
|
Issuer
|
|
For
|
For
|
2. Merrill A. "Pete" Miller, Jr.
|
Issuer
|
|
For
|
For
|
3. Thomas L. Ryan
|
Issuer
|
|
For
|
For
|
4. Vincent J. Intrieri
|
Issuer
|
|
For
|
For
|
5. Frederic M. Poses
|
Issuer
|
|
For
|
For
|
6. Archie W. Dunham
|
Issuer
|
|
For
|
For
|
7. R. Brad Martin
|
Issuer
|
|
For
|
For
|
8. Louis A. Raspino
|
Issuer
|
|
For
|
For
|
To approve an amendment to the company's Certificate of Incorporation to declassify the company's Board of Directors
|
Issuer
|
|
For
|
For
|
To approve an amendment to the company's Bylaws to implement proxy access
|
Issuer
|
|
For
|
For
|
To approve an amendment to the company's Certificate of Incorporation to eliminate supermajority voting requirements
|
Issuer
|
|
For
|
For
|
To approve an amendment to the company's 2003 Stock Award Plan for Non-Employee Directors
|
Issuer
|
|
For
|
For
|
An advisory vote to approve the company's named executive officer compensation
|
Issuer
|
|
For
|
For
|
To approve an amendment to the company's Long Term Incentive Plan
|
Issuer
|
|
For
|
For
|
To approve the adoption of the company's Annual Incentive Plan
|
Issuer
|
|
For
|
For
|
To ratify the appointment of PricewaterhouseCoopers, LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2013
|
Issuer
|
|
Against
|
For
|
Shareholder proposal relating to creation of risk oversight committee
|
Security Holder
|
|
Against
|
For
|
Shareholder proposal relating to re-incorporation in Delaware
|
Security Holder
|
|
Against
|
For
|
Shareholder proposal relating to accelerated vesting of senior executives' equity awards upon a charge of control
|
Security Holder
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Concho Resources Inc
|
June 6, 2013
|
20605P101
|
CXO
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
For
|
For
|
Election of Directors:
|
Issuer
|
|
1. Gary A. Merriman
|
|||
|
2. Ray M. Poage
|
|||
|
3. Wellford Tabor
|
|||
|
For
|
For
|
To ratify the selectio of Grant Thornton LLP as independent registered public accounting firm of the company for the fiscal year ending December 31, 2013
|
Issuer
|
|
For
|
For
|
Advisory vote to approve executive officer compensation ("Say-on-Pay")
|
Issuer
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Vanguard Natural Resources
|
June 6, 2013
|
92205F106
|
VNR
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
For
|
For
|
Election of Directors:
|
Issuer
|
|
1. W. Richard Anderson
|
|||
|
2. Loren Singletary
|
|||
|
3. Bruce W. McCullough
|
|||
|
4. Scott W. Smith
|
|||
|
For
|
For
|
To ratify the appointment of BDO USA, LLP as the company's independent registered public accounting firm for 2013
|
Issuer
|
|
For
|
For
|
To approve the amendment to Vanguard Natural Resources, LLC Long-Term Incentive Plan
|
Issuer
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Devon Energy Corporation
|
June 5, 2013
|
25179M103
|
DVN
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
For
|
For
|
Election of Directors:
|
Issuer
|
|
1. Robert H. Henry
|
|||
|
2. John A. Hill
|
|||
|
3. Michael M. Kanovsky
|
|||
|
4. Robery A. Mosbacher, Jr.
|
|||
|
5. J. Larry Nichols
|
|||
|
6. Duane C. Radtke
|
|||
|
7. Mary P. Ricciardello
|
|||
|
8. John Richels
|
|||
|
For
|
For
|
Advisory vote to approve executve compensation
|
Issuer
|
|
For
|
For
|
Ratify the appointment of the Company's independent auditors for 2013
|
Issuer
|
|
Against
|
For
|
Report disclosing lobbying policies and practices
|
Security Holder
|
|
Against
|
For
|
Majority vote standard for director elections
|
Security Holder
|
|
Against
|
For
|
Right to act by written consent
|
Security Holder
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Penn West Petroleum LTD
|
June 5, 2013
|
707887105
|
PWE
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
For
|
For
|
Election of Directors:
|
Issuer
|
|
1. James E. Allard
|
|||
|
2. George H. Brookman
|
|||
|
3. Gillian H. Denham
|
|||
|
4. Richard L. George
|
|||
|
5. Daryl H. Gilbert
|
|||
|
6. Allan P. Markin
|
|||
|
7. Murray R. Nunns
|
|||
|
8. Frank Potter
|
|||
|
9. Jack Schanck
|
|||
|
10. James C. Smith
|
|||
|
11. Jay W. Thornton
|
|||
|
For
|
For
|
The appointment of KPMG LLP, chartered accountants, as auditor of Penn West for the ensuing year
|
Issuer
|
|
For
|
For
|
Advisory vote approving Penn West's approach to executive compensation
|
Issuer
|
|
For
|
For
|
The approval of all unallocated options to acquire common shares under the Stock Option Plan of Penn West until June 5, 2016
|
Issuer
|
|
For
|
For
|
The approval of an amendment to the amending provisions of the Stock Option Plan of Penn West
|
Issuer
|
|
For
|
For
|
The approval of by-law no. 2 of Penn West relating to the advance notice of nominations of directors
|
Issuer
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Crescent Point Energy Corp.
|
May 30, 2013
|
22576C101
|
CPG
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
For
|
For
|
To fix the number of directors of the Corporation for the ensuing year at seven (7)
|
Issuer
|
|
For
|
For
|
Election of Directors:
|
Issuer
|
|
1. Peter Bannister
|
|||
|
2. Paul Colborne
|
|||
|
3. Kenney F. Cugnet
|
|||
|
4. D. Hugh Gillard
|
|||
|
5. Gerald A. Romanzin
|
|||
|
6. Scott Saxberg
|
|||
|
7. Gregory G. Turnbull
|
|||
|
For
|
For
|
To consider, and if thought advisable, to pass, with or without variation, a resolution to approve amendments to the Corporation's Articles of Incorporation (The "Articles") to increase the maximum number of directors the Corporation may have from seven (7) to eleven (11) directors, the full text of which is set forth in the Information Circular
|
Issuer
|
|
For
|
For
|
To consider, and if thought advisable, to pass, with or without variation, a resolution to adopt a by-law providing advance notice requirements for the nomination of directors, the full text of which is set forth in the Information Circular
|
Issuer
|
|
For
|
For
|
To appoint PricewaterhouseCoopers LLP, Chartered Accountants, as auditors of the Corporation and authorize the board of directors of the Corporation to fix their remuneration as such
|
Issuer
|
|
For
|
For
|
To consider, and if thought advisable, to pass, with or without variation, an advisory resolution to accept the Corporation's approach to executive compensation, the full text of which is set forth in the Information Circular
|
Issuer
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Chevron Corporation
|
May 29, 2013
|
166764100
|
CVX
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
Election of Directors:
|
|||
|
For
|
For
|
1. L.F. Deily
|
Issuer
|
|
For
|
For
|
2. R.E. Denham
|
Issuer
|
|
For
|
For
|
3. A.P. Gast
|
Issuer
|
|
For
|
For
|
4. E. Hernandez
|
Issuer
|
|
For
|
For
|
5. G.L. Kirkland
|
Issuer
|
|
For
|
For
|
6. C.W. Moorman
|
Issuer
|
|
For
|
For
|
7. K.W. Sharer
|
Issuer
|
|
For
|
For
|
8. J.G. Stumpf
|
Issuer
|
|
For
|
For
|
9. R.D. Sugar
|
Issuer
|
|
For
|
For
|
10. C. Ware
|
Issuer
|
|
For
|
For
|
11. J.S. Watson
|
Issuer
|
|
For
|
For
|
Ratification of appointment of independent registered public accounting firm
|
Issuer
|
|
For
|
For
|
Advisory vote to approve named executive officer compensation
|
Issuer
|
|
For
|
For
|
Approval of amendments to Long-Term Incentive Plan
|
Issuer
|
|
Stockholder Proposals:
|
|||
|
Against
|
For
|
1. Shale Energy Operations
|
Security Holder
|
|
Against
|
For
|
2. Offshore Oil Wells
|
Security Holder
|
|
Against
|
For
|
3. Climate Risk
|
Security Holder
|
|
Against
|
For
|
4. Lobbying Disclosure
|
Security Holder
|
|
Against
|
For
|
5. Cessation of use of corporate funds for political purposes
|
Security Holder
|
|
Against
|
For
|
6. Cumulative Voting
|
Security Holder
|
|
Against
|
For
|
7. Special Meetings
|
Security Holder
|
|
Against
|
For
|
8. Independent Director with environmental expertise
|
Security Holder
|
|
Against
|
For
|
9. Country Selection Guidelines
|
Security Holder
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
QEP Resources, Inc.
|
May 24, 2013
|
74733V100
|
QEP
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
For
|
For
|
Election of Directors:
|
Issuer
|
|
1. Julie A. Dill
|
|||
|
2. L. Richard Flury
|
|||
|
3. M.W. Scoggins
|
|||
|
4. Robert E. McKee III
|
|||
|
For
|
For
|
To approve, by non-binding advisory vote, the Company's executive compensation program
|
Issuer
|
|
For
|
For
|
To ratify the appointment of PricewaterhouseCoopers LLP for fiscal year 2013
|
Issuer
|
|
For
|
For
|
To approve a proposal regarding declassification of the Board
|
Issuer
|
|
Against
|
For
|
If presented, to support by advisory vote, a shareholder proposal to separate the roles of chair and CEO
|
Security Holder
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Continental Resources, Inc.
|
May 23, 2013
|
212015101
|
CLR
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
For
|
For
|
Election of Directors:
|
Issuer
|
|
1. Harold G. Hamm
|
|||
|
2. John T. McNabb, II
|
|||
|
3. David L. Boren
|
|||
|
For
|
For
|
Approval of the Company's 2013 Long-Term Incentive Plan
|
Issuer
|
|
For
|
For
|
Ratification of selection of Grant Thornton LLP as independent registered public accounting firm
|
Issuer
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Pioneer Natural Resources Company
|
May 23, 2013
|
723787107
|
PXD
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
Election of Directors:
|
|||
|
For
|
For
|
1. Timothy L. Dove
|
Issuer
|
|
For
|
For
|
2. Charles E. Ramsey, Jr.
|
Issuer
|
|
For
|
For
|
3. Frank A. Risch
|
Issuer
|
|
For
|
For
|
Ratification of selection of independent registered public accounting firm
|
Issuer
|
|
For
|
For
|
Advisory vote to approve executive officer compensation
|
Issuer
|
|
Against
|
For
|
Stockholder proposal relating to Hydraulic Fracturing Disclosure
|
Security Holder
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Denbury Resources Inc
|
May 22, 2013
|
247916208
|
DNR
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
For
|
For
|
Election of Directors:
|
Issuer
|
|
1. Wieland F. Wettstein
|
|||
|
2. Michael L. Beatty
|
|||
|
3. Michael B. Decker
|
|||
|
4. Ronald G. Greene
|
|||
|
5. Gregory L. McMichael
|
|||
|
6. Kevin O. Meyers
|
|||
|
7. Phil Rykhoek
|
|||
|
8. Randy Stein
|
|||
|
9. Laura A. Sugg
|
|||
|
For
|
For
|
Advisory proposal to approve the company's 2012 named executive officer compensation
|
Issuer
|
|
For
|
For
|
Proposal to amend and restate the company's employee stock purchase plan to (I) increase the number of reserved shares and (II) extend the term of the plan
|
Issuer
|
|
For
|
For
|
Proposal to amend and restate the company's 2004 omnibus stock and incentive plan to (I) increase the number of reserved shares, (II) extend the term of the plan, (III) amend the performance measures relevant to IRS code section 162(M) qualification, and (IV) make other administrative changes
|
Issuer
|
|
For
|
For
|
Proposal to ratify the audit committee's selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2013
|
Issuer
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Range Resources Corporation
|
May 22, 2013
|
75281A109
|
RRC
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
|
|
Election of Directors:
|
|
|
For
|
For
|
1. Anthony V. Dub
|
Issuer
|
|
For
|
For
|
2. V. Richard Eales
|
Issuer
|
|
For
|
For
|
3. Allen Finkelson
|
Issuer
|
|
For
|
For
|
4. James M. Funk
|
Issuer
|
|
For
|
For
|
5. Jonathan S. Linker
|
Issuer
|
|
For
|
For
|
6. Mary Ralph Lowe
|
Issuer
|
|
For
|
For
|
7. Kevin S. McCarthy
|
Issuer
|
|
For
|
For
|
8. John H. Pinkerton
|
Issuer
|
|
For
|
For
|
9. Jeffrey L. Ventura
|
Issuer
|
|
For
|
For
|
A proposal to approve the compensation philosophy, policies and procedures described in the Compensation Discussion and Analysis
|
Issuer
|
|
For
|
For
|
To ratify the appointment of Ernst & Young LLP as the company's independent registered public accounting firm as of and for the fiscal year ending December 31, 2013
|
Issuer
|
|
Against
|
For
|
Stockholder Proposal - A proposal requesting a report regarding fugitive methane emissions
|
Security Holder
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Royal Dutch Shell PLC
|
May 21, 2013
|
780259206
|
RDS/A
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
|
|
Re-appointment of Directors:
|
|
|
For
|
For
|
1. Josef Ackermann
|
Issuer
|
|
For
|
For
|
2. Guy Elliott
|
Issuer
|
|
For
|
For
|
3. Simon Henry
|
Issuer
|
|
For
|
For
|
4. Charles O. Holliday
|
Issuer
|
|
For
|
For
|
5. Gerard Kleisterlee
|
Issuer
|
|
For
|
For
|
6. Jorma Ollila
|
Issuer
|
|
For
|
For
|
7. Sir Nigel Sheinwald
|
Issuer
|
|
For
|
For
|
8. Linda G. Stuntz
|
Issuer
|
|
For
|
For
|
9. Peter Voser
|
Issuer
|
|
For
|
For
|
10. Hans Wijers
|
Issuer
|
|
For
|
For
|
11. Gerrit Zalm
|
Issuer
|
|
For
|
For
|
Adoption of annual report & accounts
|
Issuer
|
|
For
|
For
|
Approval of Remuneration Report
|
Issuer
|
|
For
|
For
|
Re-appointment of Auditors
|
Issuer
|
|
For
|
For
|
Remuneration of Auditors
|
Issuer
|
|
For
|
For
|
Authority of allot shares
|
Issuer
|
|
For
|
For
|
Disapplication of pre-emption rights
|
Issuer
|
|
For
|
For
|
Authority to purchase own shares
|
Issuer
|
|
For
|
For
|
Authority to certain donations and expenditure
|
Issuer
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Southwestern Energy Co.
|
May 21, 2013
|
845467109
|
SWN
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
|
|
Election of Directors:
|
|
|
For
|
For
|
1. John D Gass
|
Issuer
|
|
For
|
For
|
2. Catherine A. Kehr
|
Issuer
|
|
For
|
For
|
3. Greg D. Kerley
|
Issuer
|
|
For
|
For
|
4. Harold M. Korell
|
Issuer
|
|
For
|
For
|
5. Vello A. Kuuskraa
|
Issuer
|
|
For
|
For
|
6. Kenneth R. Mourton
|
Issuer
|
|
For
|
For
|
7. Steven L. Mueller
|
Issuer
|
|
For
|
For
|
8. Elliott Pew
|
Issuer
|
|
For
|
For
|
9. Alan H. Stevens
|
Issuer
|
|
For
|
For
|
Propsal to ratify independent registered public accounting firm for 2013
|
Issuer
|
|
For
|
For
|
Advisory vote to approve the company's executive compensation
|
Issuer
|
|
For
|
For
|
Proposal to approve the company's 2013 Incentive Plan
|
Issuer
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Apache Corporation
|
May 16, 2013
|
037411105
|
APA
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
Election of Directors :
|
|||
|
For
|
For
|
1. Eugene C. Fiedorek
|
Issuer
|
|
For
|
For
|
2. Chansoo Joung
|
Issuer
|
|
For
|
For
|
3. William C. Montgomery
|
Issuer
|
|
For
|
For
|
Ratification of Ernst & Young LLP as Apache's independent auditors
|
Issuer
|
|
For
|
For
|
Advisory vote to approve the compensation of Apache's named executive officers
|
Issuer
|
|
For
|
For
|
Approval of amendment to Apache's 2011 Omnibus Equity Compensation Plan to increase the number of shares issuable under the plan
|
Issuer
|
|
For
|
For
|
Approval of amendment to Apache's Restated Certificate of Incorporation to eliminate Apache's classified board of directors
|
Issuer
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Hess Corporation
|
May 16, 2013
|
42809H107
|
HES
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
For
|
Against
|
Election of Directors:
|
Security Holder
|
|
1. Rodney F. Chase
|
|||
|
2. Harvey Golub
|
|||
|
3. Karl F. Kurz
|
|||
|
4. David McManus
|
|||
|
5. Marshall D. Smith
|
|||
|
For
|
For
|
Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm for fiscal year ending December 31,2013
|
Issuer
|
|
Against
|
Against
|
Approval on an advisory basis, of the compensation of the company's Named Executive Officers
|
Issuer
|
|
For
|
For
|
Approval of an amendment to the restated certificate of incorporation and by-laws to declassify the board
|
Issuer
|
|
For
|
Against
|
Stockholder proposal recommending that the board of directors adopt a policy that requires an independent chairman
|
Security Holder
|
|
For
|
Against
|
Stockholder proposal recommending that the board of directors take action to implement a simple majority vote standard
|
Security Holder
|
|
For
|
Against
|
Stockholder proposal recommending that the company provide a report regarding political contributions
|
Security Holder
|
|
For
|
Against
|
Stockholder proposal submitted by Elliott Associates, L.P. and Elliott International, L.P. recommending that the company repeal any provision or amendment of the by-laws adopted without stockholder approval after February 2, 2011 and prior to the annual meeting
|
Security Holder
|
|
Company Name
|
Meeting Date
|
ISIN
|
Ticker
|
|
ARC Resources LTD
|
May 15, 2013
|
CA00208D4084
|
ARX
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
For
|
For
|
Election of Directors:
|
Issuer
|
|
1. John P. Dielwart
|
|||
|
2. Fred J. Dyment
|
|||
|
3. Timothy J. Hearn
|
|||
|
4. James C. Houck
|
|||
|
5. Harold N. Kvisle
|
|||
|
6. Kathleen M. O'Neill
|
|||
|
7. Herbert C. Pinder, Jr.
|
|||
|
8. Myron M. Stadnyk
|
|||
|
9. Mac H. Van Wielingen
|
|||
|
For
|
For
|
To appoint Deloitte LLP, chartered accountants, as auditors to hold office until the close of the next annual meeting of the Corporation, at such remuneration as may be determined by the Board of Directors of the Corporation
|
Issuer
|
|
For
|
For
|
A resolution to approve the Corporation's advisory vote on executive compensation
|
Issuer
|
|
For
|
For
|
A special resolution to amend the Articles of the Corporation to change the rights, privilages, restrictions and conditions in respect of the common shares, including changes to set forth the terms and conditions pursuant to which the Corporation may issue common shares as payment of stock dividends declared on its common shares
|
Issuer
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Anadarko Petroleum Corporation
|
May 14, 2013
|
032511107
|
APC
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
Election of Directors:
|
|||
|
For
|
For
|
1. Kevin P. Chilton
|
Issuer
|
|
For
|
For
|
2. Luke R. Corbett
|
Issuer
|
|
For
|
For
|
3. H. Paulett Eberhart
|
Issuer
|
|
For
|
For
|
4. Peter J. Fluor
|
Issuer
|
|
For
|
For
|
5. Richard L. George
|
Issuer
|
|
For
|
For
|
6. Preston M. Geren III
|
Issuer
|
|
For
|
For
|
7. Charles W. Goodyear
|
Issuer
|
|
For
|
For
|
8. John R. Gordon
|
Issuer
|
|
For
|
For
|
9. Eric D. Mullins
|
Issuer
|
|
For
|
For
|
10. Paula Rosput Reynolds
|
Issuer
|
|
For
|
For
|
11. R.A. Walker
|
Issuer
|
|
For
|
For
|
Ratification of appointment of KPMG LLP as independent auditor
|
Issuer
|
|
For
|
For
|
Advisory vote to approve named executive officer compensation
|
Issuer
|
|
Against
|
For
|
Stockholder proposal - Report on Political Contributions
|
Security Holder
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
ConocoPhillips
|
May 14, 2013
|
20825C104
|
COP
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
Election of Directors:
|
|||
|
For
|
For
|
1. Richard L. Armitage
|
Issuer
|
|
For
|
For
|
2. Richard H. Auchinleck
|
Issuer
|
|
For
|
For
|
3. James E. Copeland, Jr.
|
Issuer
|
|
For
|
For
|
4. Jody L. Freeman
|
Issuer
|
|
For
|
For
|
5. Gay Huey Evans
|
Issuer
|
|
For
|
For
|
6. Ryan M. Lance
|
Issuer
|
|
For
|
For
|
7. Mohd H. Marican
|
Issuer
|
|
For
|
For
|
8. Robert A. Niblock
|
Issuer
|
|
For
|
For
|
9. Harald J. Norvik
|
Issuer
|
|
For
|
For
|
10. William E. Wade, Jr.
|
Issuer
|
|
For
|
For
|
To ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2013
|
Issuer
|
|
For
|
For
|
Advisory approval of Executive Compensation
|
Issuer
|
|
Against
|
For
|
Report on Grassroots Lobbying Expenditures
|
Security Holder
|
|
Against
|
For
|
Greenhouse Gas Reduction Targets
|
Security Holder
|
|
Against
|
For
|
Gender Identity Non-Discrimination
|
Security Holder
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Legacy Reserves LP
|
May 14, 2013
|
524707304
|
LGCY
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
For
|
For
|
Election of Directors:
|
Issuer
|
|
1. Cary D. Brown
|
|||
|
2. Kyle A. McGraw
|
|||
|
3. Dale A. Brown
|
|||
|
4. G. Larry Lawrence
|
|||
|
5. William D. Sullivan
|
|||
|
6. William R. Granberry
|
|||
|
7. Kyle D. Vann
|
|||
|
For
|
For
|
Ratification of the appointment of BDO USA, LLP as the company's independent registered public accountanting firm for the fiscal year ending December 31, 2013
|
Issuer
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Enerplus Corporation
|
May 10, 2013
|
292766102
|
ERF
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
For
|
For
|
Election of Directors:
|
Issuer
|
|
1. David H. Barr
|
|||
|
2. Edwin V. Dodge
|
|||
|
3. James B. Fraser
|
|||
|
4. Robert B. Hodgins
|
|||
|
5. Gordon J. Kerr
|
|||
|
6. Susan M. Mackenzie
|
|||
|
7. Douglas R. Martin
|
|||
|
8. Donald J. Nelson
|
|||
|
9. David P. O'Brien
|
|||
|
10. Elliott Pew
|
|||
|
11. Glen D. Roane
|
|||
|
12. Sheldon B. Steeves
|
|||
|
For
|
For
|
To appoint Deloitte & Touche LLP, chartered accountants, as auditors of the Corporation
|
Issuer
|
|
For
|
For
|
To consider and, if thought advisable, to pass an ordinary resolution, the text of which is set forth in the Information Circular and Proxy Statement of the Corporation dated March 21, 2013 (The "Information Circular"), to approve all unallocated stock options under the Corporation's Stock Option Plan
|
Issuer
|
|
For
|
For
|
To consider and, if thought advisable, to pass an ordinary resolution, the text of which is set forth in the Information Circular, to approve the continuation and amendment and restatement of the Corporation's Shareholder Rights Plan
|
Issuer
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Whiting Petroleum Corporation
|
May 7, 2013
|
966387102
|
WLL
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
For
|
For
|
Election of Directors:
|
Issuer
|
|
1. Thomas L. Aller
|
|||
|
2. Michael B. Walen
|
|||
|
For
|
For
|
To approve the Whiting Petroleum Corporation 2013 Equity Incentive Plan
|
Issuer
|
|
For
|
For
|
To approve, by advisory vote, the compensation of the company's named executive officers as disclosed in the proxy statement
|
Issuer
|
|
For
|
For
|
To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for 2013
|
Issuer
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Occidental Petroleum Corporation
|
May 3, 2013
|
674599105
|
OXY
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
Election of Directors:
|
|||
|
For
|
For
|
1. Spencer Abraham
|
Issuer
|
|
For
|
For
|
2. Howard I. Atkins
|
Issuer
|
|
For
|
For
|
3. Stephen I. Chazen
|
Issuer
|
|
For
|
For
|
4. Edward P. Djerejian
|
Issuer
|
|
For
|
For
|
5. John E. Feick
|
Issuer
|
|
For
|
For
|
6. Margaret M. Foran
|
Issuer
|
|
For
|
For
|
7. Carlos M. Gutierrez
|
Issuer
|
|
Against
|
Against
|
8. Ray R. Irani
|
Issuer
|
|
For
|
For
|
9. Avedick B. Poladian
|
Issuer
|
|
For
|
For
|
10. Aziz D. Syriani
|
Issuer
|
|
Against
|
Against
|
Advisory vote approving executive compensation
|
Issuer
|
|
For
|
For
|
Ratification of selection of KPMG LLP as independent auditors
|
Issuer
|
|
Against
|
For
|
Stockholder right to act by written consent
|
Security Holder
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Cabot Oil & Gas Corporation
|
May 2, 2013
|
127097103
|
COG
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
|
|
Election of Directors:
|
|
|
For
|
For
|
1. Robert L. Keiser
|
Issuer
|
|
For
|
For
|
2. W. Matt Ralls
|
Issuer
|
|
For
|
For
|
To ratify the appointment of the firm PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the company for its 2013 fiscal year
|
Issuer
|
|
For
|
For
|
To approve, by non-binding advisory vote, the compensation of the company's named executive officers
|
Issuer
|
|
Against
|
For
|
To consider a stockholder proposal to eliminate accelerated vesting of our senior executives' equity awards in the event of a change in control
|
Security Holder
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Canadian Natural Resources Limited
|
May 2, 2013
|
136385101
|
CNQ
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
For
|
For
|
Election of Directors:
|
Issuer
|
|
1. Catherine M. Best
|
|||
|
2. N. Murray Edwards
|
|||
|
3. Timothy W. Faithfull
|
|||
|
4. Honourable Gary A. Filmon
|
|||
|
5. Christopher L. Fong
|
|||
|
6. Ambassador Gordon D. Giffin
|
|||
|
7. Wilfred A. Gobert
|
|||
|
8. Steve W. Laut
|
|||
|
9. Keith A. J. Macphail
|
|||
|
10. Honourable Frank J. McKenna
|
|||
|
11. Eldon R. Smith
|
|||
|
12. David A. Tuer
|
|||
|
For
|
For
|
The appointment of PricewaterhouseCoopers LLP, Chartered Acountants, Calgary, Alberta, as auditors of the corporation for the ensuing year and the authorization of the audit committee of the board of directors of the corporation to fix their remuneration
|
Issuer
|
|
For
|
For
|
An ordinary resolution approving all unallocated stock options pursuant to the amended, compiled and restated employee stock option plan of the corporation as set forth in the accompanying information circular
|
Issuer
|
|
For
|
For
|
On an advisory basis, accepting the corporation's approach to executive compensation as described in the information circular
|
Issuer
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
EOG Resources, Inc.
|
May 2, 2013
|
26875P101
|
EOG
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
Election of Directors:
|
|||
|
For
|
For
|
1. Charles R. Crisp
|
Issuer
|
|
For
|
For
|
2. James C. Day
|
Issuer
|
|
For
|
For
|
3. Mark G. Papa
|
Issuer
|
|
For
|
For
|
4. H. Leighton Steward
|
Issuer
|
|
For
|
For
|
5. Donald F. Textor
|
Issuer
|
|
For
|
For
|
6. William R. Thomas
|
Issuer
|
|
For
|
For
|
7. Frank G. Wisner
|
Issuer
|
|
For
|
For
|
To ratify the appointment by the audit committee of the board of directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the company for the year ending December 31,2013
|
Issuer
|
|
For
|
For
|
To approve the amended and restated EOG Resources, Inc. 2008 omnibus equity compensation plan
|
Issuer
|
|
For
|
For
|
To approve, by non-binding vote, the compensation of the company's named executive officers
|
Issuer
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Newfield Exploration Company
|
May 2, 2013
|
651290108
|
NFX
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
Election of Directors:
|
|||
|
For
|
For
|
1. Lee K. Boothby
|
Issuer
|
|
For
|
For
|
2. Pamela J. Gardner
|
Issuer
|
|
For
|
For
|
3. John Randolph Kemp III
|
Issuer
|
|
For
|
For
|
4. Joseph H. Netherland
|
Issuer
|
|
For
|
For
|
5.Howard H. Newman
|
Issuer
|
|
For
|
For
|
6. Thomas G. Ricks
|
Issuer
|
|
For
|
For
|
7. Juanita M. Romans
|
Issuer
|
|
For
|
For
|
8. C. E. (Chuck) Shultz
|
Issuer
|
|
For
|
For
|
9. Richard K. Stoneburner
|
Issuer
|
|
For
|
For
|
10. J. Terry Strange
|
Issuer
|
|
For
|
For
|
Ratification of appointment of PricewaterhouseCoopers LLP as independent auditor for fiscal 2013
|
Issuer
|
|
For
|
For
|
Advisory vote on named executive officer compensation
|
Issuer
|
|
For
|
For
|
Approval of the First Amended and Restated Newfield Exploration Company 2011 Omnibus Stock Plan
|
Issuer
|
|
Against
|
For
|
Stockholder Proposal - Policy Requiring Independent Director with Environmental Expertise
|
Security Holder
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Suncor Energy Inc.
|
April 30, 2013
|
867224107
|
SU
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
For
|
For
|
Election of Directors:
|
Issuer
|
|
1. Mel E. Benson
|
|||
|
2. Dominic D'Alessandro
|
|||
|
3. John T. Ferguson
|
|||
|
4. W. Douglas Ford
|
|||
|
5. Paul Haseldonckx
|
|||
|
6. John R. Huff
|
|||
|
7. Jacques Lamarre
|
|||
|
8. Maureen McCaw
|
|||
|
9. Michael W. O'Brien
|
|||
|
10. James W. Simpson
|
|||
|
11. Eira M. Thomas
|
|||
|
12. Steven W. Williams
|
|||
|
For
|
For
|
Re-appointment of PricewaterhouseCoopers LLP as auditor of Suncor Energy Inc. for the ensuing year and authorize the directors to fix their remuneration as such
|
Issuer
|
|
For
|
For
|
To approve the increase in the number of common shares of Suncor Energy Inc. reserved for issuance pursuant to the Suncor Energy Inc. Stock Option Plan by an additional 23,000,000 common shares, as described in the Management Proxy Circular
|
Issuer
|
|
For
|
For
|
To accept the approach to executive compensation disclosed in the Management Proxy Circular
|
Issuer
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Magellan Midstream Partners, L.P.
|
April 25, 2013
|
559080106
|
MMP
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
For
|
For
|
Directors recommend: A vote for election of the following nominees
|
Issuer
|
|
1. Walter R. Arnheim
|
|||
|
2. Patrick C. Eilers
|
|||
|
For
|
For
|
Advisory resolution to approve Executive Compensation
|
Issuer
|
|
For
|
For
|
Ratification of appointment of Independent Auditor
|
Issuer
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Cenovus Energy Inc.
|
April 24, 2013
|
15135U109
|
CVE
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
For
|
For
|
Election of Directors:
|
Issuer
|
|
1. Ralph S. Cunningham
|
|||
|
2. Patrick D. Daniel
|
|||
|
3. Ian W. Delaney
|
|||
|
4. Brian C. Ferguson
|
|||
|
5. Michael A. Grandin
|
|||
|
6. Valerie A.A. Nielsen
|
|||
|
7. Charles M. Rampacek
|
|||
|
8. Colin Taylor
|
|||
|
9. Wayne G. Thomson
|
|||
|
For
|
For
|
Appointment of PricewaterhouseCoopers LLP, Chartered Accountants, as auditor of the corporation
|
Issuer
|
|
For
|
For
|
Acceptance of the corporation's approach to executive compensation as described in the Management Proxy Circular
|
Issuer
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
Marathon Oil Corporation
|
April 24, 2013
|
565849106
|
MRO
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
|
|
Election of Directors for a one-year term expiring in 2014:
|
|
|
For
|
For
|
1. Gregory H. Boyce
|
Issuer
|
|
For
|
For
|
2. Pierre Brondeau
|
Issuer
|
|
For
|
For
|
3. Clarence P. Cazalot, Jr.
|
Issuer
|
|
For
|
For
|
4. Linda Z. Cook
|
Issuer
|
|
For
|
For
|
5. Shirley Ann Jackson
|
Issuer
|
|
For
|
For
|
6. Philip Lader
|
Issuer
|
|
For
|
For
|
7. Michael E.J. Phelps
|
Issuer
|
|
For
|
For
|
8. Dennis H. Reilley
|
Issuer
|
|
For
|
For
|
Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2013
|
Issuer
|
|
For
|
For
|
Board proposal for a non-binding advisory vote to approve the company's named executive officer compensation
|
Issuer
|
|
Against
|
For
|
Stockholder proposal seeking a report regarding the Company's lobbying activities, policies and procedures
|
Security Holder
|
|
Company Name
|
Meeting Date
|
CUSIP
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Ticker
|
|
Noble Energy, Inc.
|
April 23, 2013
|
655044105
|
NBL
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
Election of Directors:
|
|||
|
For
|
For
|
1. Jeffrey L. Berenson
|
Issuer
|
|
For
|
For
|
2. Michael A. Cawley
|
Issuer
|
|
For
|
For
|
3. Edward F. Cox
|
Issuer
|
|
For
|
For
|
4. Charles D. Davidson
|
Issuer
|
|
For
|
For
|
5. Thomas J. Edelman
|
Issuer
|
|
For
|
For
|
6. Eric P. Grubman
|
Issuer
|
|
For
|
For
|
7. Kirby L. Hedrick
|
Issuer
|
|
For
|
For
|
8. Scott D. Urban
|
Issuer
|
|
For
|
For
|
9. William T. Van Kleef
|
Issuer
|
|
For
|
For
|
10. Molly K. Williamson
|
Issuer
|
|
For
|
For
|
To ratify the appointment of KPMG LLP as the company's independent auditor
|
Issuer
|
|
For
|
For
|
To approve, in a non-binding advisory vote, the compensation of the company's named executive officers
|
Issuer
|
|
For
|
For
|
To approve an amendment and restatement of the company's 1992 Stock Option and Restricted Stock Plan
|
Issuer
|
|
For
|
For
|
To approve an amendment to the company's Certificate of Incorporation
|
Issuer
|
|
For
|
For
|
To approve an amendment to the company's by-laws, all as more fully described in the Proxy Statement
|
Issuer
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
EQT Corporation
|
April 17, 2013
|
26884L109
|
EQT
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
Election of Directors:
|
|||
|
For
|
For
|
1. Vicky A. Bailey
|
Issuer
|
|
For
|
For
|
2. Kenneth M. Burke
|
Issuer
|
|
For
|
For
|
3. George L. Miles, Jr.
|
Issuer
|
|
For
|
For
|
4. Stephen A. Thorington
|
Issuer
|
|
For
|
For
|
Approval of the amendment and restatement of the Company's Restated Articles of Incorporation
|
Issuer
|
|
For
|
For
|
Advisory vote to approve the Company's Executive Compensation
|
Issuer
|
|
For
|
For
|
Ratification of Ernst & Young LLP as the Company's Independent Registered Public Accountant
|
Issuer
|
|
Against
|
For
|
Shareholder proposal regarding a Political Contribution Feasibility Study
|
Security Holder
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
BP P.L.C
|
April 11, 2013
|
055622104
|
BP
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
To re-elect as a Director:
|
|||
|
For
|
For
|
1. Mr. R W Dudley
|
Issuer
|
|
For
|
For
|
2. Mr. I C Conn
|
Issuer
|
|
For
|
For
|
3. Dr. B Gilvary
|
Issuer
|
|
For
|
For
|
4. Mr. P M Anderson
|
Issuer
|
|
For
|
For
|
5. Admiral F L Bowman
|
Issuer
|
|
For
|
For
|
6. Mr. A Burgmans
|
Issuer
|
|
For
|
For
|
7. Mrs. C B Carroll
|
Issuer
|
|
For
|
For
|
8. Mr. G David
|
Issuer
|
|
For
|
For
|
9. Mr. I E L Davis
|
Issuer
|
|
For
|
For
|
10. Professor Dame Ann Dowling
|
Issuer
|
|
For
|
For
|
11. Mr. B R Nelson
|
Issuer
|
|
For
|
For
|
12. Mr. F P Nhleko
|
Issuer
|
|
For
|
For
|
13. Mr. A B Shilston
|
Issuer
|
|
For
|
For
|
14. Mr. C-H Svanberg
|
Issuer
|
|
For
|
For
|
To receive the Directors' Annual Report and Accounts
|
Issuer
|
|
For
|
For
|
To approve the Directors' Remuneration Report
|
Issuer
|
|
For
|
For
|
To reappoint Ernst & Young LLP as auditors and authorize the Board to fix their remuneration
|
Issuer
|
|
For
|
For
|
Special Resolution: to give limited authority for the purchase of its own shares by the Company
|
Issuer
|
|
For
|
For
|
To give limited authority to allot shares up to a specified amount
|
Issuer
|
|
For
|
For
|
Special Resolution: to give authority to allot a limited number of shares for cash free of pre-emption rights
|
Issuer
|
|
For
|
For
|
Special Resolution: to authorize the calling of general meetings (excluding Annual General Meetings) by notice of at least 14 clear days
|
Issuer
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
National Fuel Gas Company
|
March 7, 2013
|
636180101
|
NFG
|
|
Vote
|
For/Against Management
|
Proposal
|
Proposed by Issuer or Security Holder
|
|
For
|
For
|
Directors recommend: A vote for election of the following nominees
|
Issuer
|
|
1. David C. Carroll
|
|||
|
2. Craig G. Matthews
|
|||
|
3. David F. Smith
|
|||
|
For
|
For
|
Vote to ratify PricewaterhouseCoopers LLP as the Registered Public Accounting Firm
|
Issuer
|
|
For
|
For
|
Advisory approval of executive compensation
|
Issuer
|
| TORTOISE PIPELINE & ENERGY FUND, INC. | |||
|
Date: August 20, 2013
|
By:
|
/s/ Terry Matlack | |
| Terry Matlack | |||
| Chief Executive Officer | |||