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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | $ 0 | 03/02/2014 | M | 2,104 | (6) | (6) | Common Stock | 2,104 | $ 0 | 0 | D | ||||
Performance Restricted Stock Units | $ 0 | 03/02/2014 | M | 11,572 | (7) | (7) | Common Stock | 11,572 | $ 0 | 0 | D | ||||
Stock Option Right to Buy | $ 22.66 | 03/03/2014 | M | 5,831 | (8) | 03/02/2021 | Common Stock | 5,831 | $ 0 | 0 | D | ||||
Stock Option Right to Buy | $ 23.44 | 03/03/2014 | M | 6,585 | (9) | 02/22/2022 | Common Stock | 6,585 | $ 0 | 6,585 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RIZZO DANIEL C JR 1000 MYLAN BLVD CANONSBURG, PA 15317 |
SVP, Corp Controller & CAO |
/s/ Daniel C. Rizzo, Jr. | 03/04/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents withholding of shares for the tax liability associated with the vesting of a portion of the restricted stock units (RSUs) granted on March 2, 2011. |
(2) | Represents withholding of shares for the tax liability associated with the vesting of the performance restricted stock units (PRSUs) granted on March 2, 2011. |
(3) | Represents the weighted average price of the reporting person's disposition of shares in transactions ranging from $55.50 to $55.51. |
(4) | The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 to this Form 4. |
(5) | The officer has entered into an attestation stock swap whereby the option exercise costs have been covered by long shares owned which resulted in a net amount of 2,611 shares. |
(6) | Each RSU represents the right to receive one share of Mylan Inc. common stock. The award fully vested on March 2, 2014. |
(7) | Each PRSU represents the right to receive one share of Mylan Inc. common stock. The PRSUs were initially granted on March 2, 2011, subject to the attainment of previously established three-year performance goals and a vesting period. The PRSUs fully vested on March 2, 2014. |
(8) | The options vested in three equal installments on March 2, 2012, 2013, and 2014. |
(9) | Two-thirds of these options vested in equal installments on February 22, 2013 and 2014. The remainder of these options will vest on February 22, 2015. |