UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LEWIS JOHN D C/O FLAGSTAR BANCORP INC. 5151 CORPORATE DRIVE TROY, MI 48098 |
 X |  |  |  |
/s/ John D. Lewis | 02/04/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
 Remarks: John D. Lewis has been appointed a director of Flagstar Bancorp, Inc. (the "Issuer"), subject to the receipt of non-objection from the Board of Governors of the Federal Reserve (the "Federal Reserve").  Mr. Lewis currently is serving as a director of Flagstar Bank, FSB, a wholly owned subsidiary of the Issuer.  On January 23, 2013, the Issuer's Board of Directors determined its current Section 16 filing persons for the purposes of Rule 16a-2 promulgated under the Securities Exchange Act of 1934.  In connection with that determination, the Board of Directors determined that, solely for the purposes of Rule 16a-2, Mr. Lewis should be regarded as a director of the Issuer, pending receipt of non-objection from the Federal Reserve. |