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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option/Right to Buy | $ 3.69 | 12/20/1996 | A | 250,000 | 12/20/1996 | 09/25/2006 | Common Stock | 250,000 | $ 0 | 250,000 | D | ||||
Option/Right to Buy | $ 2.25 | 06/15/1998 | A | 75,000 | 06/15/1998 | 06/15/2008 | Common Stock | 75,000 | $ 0 | 75,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
IACOCCA LEE C/O 4670 SOUTH FORT APACHE ROAD SUITE 190 LAS VEGAS, NV 89147 |
X |
/s/ Virginia King, by power of attorney | 08/13/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reported securities were held by LKL Family Limited Partnership, a limited partnership of which the reporting person was the sole general partner. On December 1, 2004, the reporting person sold his entire partnership interest for an aggregate purchase price of $94,000. After the sale on December 1, 2004, the reporting person had no ownership interest in the LKL Family Limited Partnership or the shares of Full House common stock owned by the partnership. |
(2) | On May 31, 2007, the reporting person purchased 756,471 shares from the LKL Family Limted Partnership for an aggregate purchase price of $2,515,266.08 or $3.325 per share. |