Form 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of February 2015

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X            Form 40-F              

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

 

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Information furnished on this form:

EXHIBIT

 

Exhibit Number
1.    (English Translation) Share Buyback Report for the reporting month from January 1, 2015 to January 31, 2015

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  NOMURA HOLDINGS, INC.
Date: February 13, 2015   By:  

/s/ Hajime Ikeda

    Hajime Ikeda
    Managing Director

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[Translation of Share Buyback Report for the reporting month from January 1, 2015 to January 31, 2015

filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on February 13, 2015]

Class of Shares: Common Stock

 

1. Status of repurchase

 

(1) Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2) Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

 

     as of January 31, 2015  
     Number of Shares      Total Repurchase
Amount (JPY)		  

Authorization pursuant to the resolution of the Board (October 28, 2014)

        40,000,000         28,000,000,000   

(Period of repurchase: from November 13, 2014 to January 16, 2015)

        

Repurchases during this reporting month (Date of repurchase)

    (Date)     
   Jan 5     1,151,800         782,570,020   
   Jan 6     1,490,000         988,461,180   
   Jan 7     1,748,000         1,158,847,180   
   Jan 8     982,600         651,154,290   
   Jan 9     1,042,000         674,651,750   
   Jan 13     2,258,000         1,437,567,930   
    

 

 

     

 

 

  

Total

    —       8,672,400         5,693,252,350   
    

 

 

     

 

 

  

Aggregate shares repurchased as of the end of this reporting month

        15,198,700         10,192,680,230   

Progress of share repurchase (%)

        38.0         36.4   

 

     as of January 31, 2015  
     Number of Shares      Total Repurchase
Amount (JPY)		  

Authorization pursuant to the resolution of the Board (January 29, 2015)

        40,000,000         30,000,000,000   

(Period of repurchase: from February 16, 2015 to March 27, 2015)

        

Repurchases during this reporting month (Date of repurchase)

    (Date)     —        

 

—  

  

    

 

 

     

 

 

  

Total

    —       0         0   
    

 

 

     

 

 

  

Aggregate shares repurchased as of the end of this reporting month

        0         0   

Progress of share repurchase (%)

        0.0         0.0   

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2. Status of disposition

 

     as of January 31, 2015  
     Number of shares disposed
in the reporting month		      Aggregate amount of
disposition (JPY)		  

Treasury shares disposed subject to procedures for issuance of new shares

    (Date)     —           —     
    

 

 

     

 

 

  

Subtotal

    —       —           —     
    

 

 

     

 

 

  

Treasury shares canceled

    (Date)     —           —     
    

 

 

     

 

 

  

Subtotal

    —       —           —     
    

 

 

     

 

 

  

Treasury shares transferred upon merger, share exchange or demerger

    (Date)     —           —     
    

 

 

     

 

 

  

Subtotal

    —       —           —     
    

 

 

     

 

 

  

Other (upon request for purchasing “less-than-a-full-unit shares”)

    (Date)     —           —     
    

 

 

     

 

 

  

Subtotal

    —       —           —     
    

 

 

     

 

 

  

Other (exercise of stock acquisition rights)

    (Date)     
   Jan 5     12,100         1,052,600   
   Jan 6     3,000         894,000   
   Jan 7     33,400         330,400   
   Jan 8     23,100         23,100   
   Jan 14     23,000         5,955,000   
   Jan 15     15,200         15,200   
   Jan 16     30,500         30,500   
   Jan 19     12,100         12,100   
   Jan 20     3,500         3,500   
   Jan 21     4,000         4,000   
   Jan 22     22,400         915,400   
   Jan 23     5,600         5,600   
   Jan 26     82,700         82,700   
   Jan 27     15,000         4,470,000   
   Jan 28     26,000         4,783,000   
   Jan 29     6,900         303,900   
   Jan 30     4,000         1,195,000   
    

 

 

     

 

 

  

Subtotal

    —       322,500         20,076,000   
    

 

 

     

 

 

  

Total

    —       322,500         20,076,000   
    

 

 

     

 

 

  

 

3. Status of shares held in treasury

 

     as of January 31, 2015  

As of the end of the reporting month

    Number of Shares  

Total number of issued shares

      3,822,562,601   
  

 

 

  

Number of shares held in treasury

      185,787,397