Form 6-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 6-K

 

 

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of May, 2013

 

 

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant’s name into English)

 

 

LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND

(Address of principal executive offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F  x            Form 40-F  ¨

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes  ¨            No  x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: May 23, 2013

 

PRUDENTIAL PUBLIC LIMITED COMPANY
By:  

 /s/ Stefan Bort

  Stefan Bort
  Assistant Group Secretary


NOTIFICATION OF TRANSACTIONS OF DIRECTORS/PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY AND CONNECTED PERSONS

This announcement is made in accordance with the requirements of DTR 3.1.4R(1)(a).

Prudential plc was notified on 22 May 2013 that the following transactions in the Company’s ordinary shares of 5p and American Depositary Receipts (ADRs) took place on 22 May 2013 in London and New York:

1. Disposal of ordinary shares of 5p each

 

Name

   Shares
Disposed
     Price      % of Issued
Share Capital
disposed
    Total beneficial
holding following
notification
    Total number of
conditional share
awards held
 

M Coltman

     23,160       £ 11.9308         0.0009    

 

94,767

0.0037

  

   

 

206,607

0.0081

  

R Devey

     30,000       £ 11.9308         0.0012    

 

189,022

0.0074

  

   

 

445,748

0.0174

  

J Foley

     120,000       £ 11.9308         0.0047    

 

237,962

0.0093

  

   

 

483,765

0.0189

  

M McLintock

     300,000       £ 11.9308         0.0117    

 

449,847

0.0176

  

   

 

142,283

0.0056

  

N Nicandrou

     200,000       £ 11.9308         0.0078    

 

299,314

0.0117

  

   

 

460,412

0.0180

  

B Stowe

     78,767       £ 11.9645         0.0031    
 
See table
below
  
  
   
 
See table
below
  
  

T Thiam

     400,000       £ 11.9308         0.0156    

 

881,753

0.0345

  

   

 

1,243,213

0.0486

  

2. Disposal of American Depositary Receipts (ADRs)

 

Name

   ADRs
Disposed
     Price
US$
     % of Issued
Share Capital
disposed
    Total beneficial
holding in ADRs
following notification
    Total number of
conditional ADRs
awards held
 

B Stowe

     88,149       $ 35.9911         0.0069    

 

198,633

0.0155

  

   

 

249,545

0.0195

  

M Wells

     200,000       $ 36.1403         0.0156    

 

199,389

0.0156

  

   

 

580,639

0.0454

  

Prudential plc ADRs are issued at a ratio of 1 ADR being equal to 2 Prudential plc ordinary shares of 5p each.


Barry Stowe’s beneficial interest in ADRs equates to 397,266 ordinary shares and his conditional ADRs awards equate to 499,090 ordinary shares.

Mike Wells’ beneficial interest in ADRs equates to 398,778 ordinary shares and his conditional ADRs awards equate to 1,161,278 ordinary shares.

Additional Information

Prudential plc is not affiliated in any manner with Prudential Financial Inc, a company whose principal place of business is in the United States of America.

Date of Notification 23 May 2013

Contact

Jennie Webb, Share Plans Advisor, 0044 (0) 20 7548 2027

Stefan Bort, Assistant Group Secretary, 0044 (0) 20 7548 2115