Form 6-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 6-K

 

 

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of September, 2010

 

 

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant’s name into English)

 

 

LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND

(Address of principal executive offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F  x            Form 40-F  ¨

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes  ¨             No  x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: September 30, 2010

 

PRUDENTIAL PUBLIC LIMITED COMPANY
By:  

/s/ Clive Burns

  Clive Burns
  Head of Group Secretariat


PRUDENTIAL PLC ANNOUNCEMENT

Notification of Major Interests in Shares

TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES

 

  1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

Prudential plc

 

  2. Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

 

  3. Full name of person(s) subject to the notification obligation:

CAPITAL RESEARCH AND MANAGEMENT COMPANY

 

  4. Full name of shareholder(s) (if different from 3.):

N/A

 

  5. Date of the transaction and date on which the threshold is crossed or reached:

28 September 2010

 

  6. Date on which issuer notified:

29 September 2010

 

  7. Threshold(s) that is/are crossed or reached:

Holding has gone below 13%

 

  8. Notified details:

 

  8A: Voting rights attached to shares

Class/type of shares: Ordinary 5p

Situation previous to the Triggering transaction:

 

No of Shares

   No of Voting Rights

334,298,519

   334,298,519


Resulting situation after the triggering transaction:

 

No of shares

   No of voting
rights
        % of voting
rights
      

Direct

   Indirect    Direct    Indirect    Direct    Indirect   

0

   330,673,911    0    330,673,911    N/A    12.9901

 

  8B: Financial Instruments

Resulting situation after the triggering transaction:

 

Type of financial

instrument

   Expiration date    Exercise/
Conversion
Period/Date
   Number of voting
rights that may be
acquired if the
Instrument is
exercised/
converted
   % of voting rights

N/A

   N/A    N/A    N/A    N/A

 

  8C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

 

Type of financial instrument

   Expiration date    Exercise/
Conversion

Period/Date
   Number of voting
rights that may
be acquired if the
Instrument is
exercised/

converted
  

 

% of voting rights

            Nominal    Delta

N/A

   N/A    N/A    N/A    N/A    N/A

Total (A+B+C):

 

Number of voting rights

   % of voting rights  

330,673,911

   12.9901

 

  9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:

N/A

Proxy Voting:

 

  10. Name of the proxy holder:

N/A

 

  11. Number of voting rights proxy holder will cease to hold:

N/A


  12. Date on which proxy holder will cease to hold voting rights:

N/A

 

  13. Additional information:

Prudential plc is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America.

Contact name for enquiries

Anneka Kingan, Group Secretariat

020 7548 3807

Company official responsible for making notification

Clive Burns, Head of Group Secretariat

020 7548 3805