Form 6-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of May, 2009

 

 

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant’s name into English)

LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F  x    Form 40-F  ¨

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes  ¨        No  x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-

 

 

 


PRUDENTIAL PLC

Annual Information Update

This annual information update is required by and is being made pursuant to Article 10 of the Prospectus Directive as implemented in the United Kingdom and not for any other purpose and neither Prudential, nor any other person, takes any responsibility for, or makes any representation, express or implied, as to the accuracy or completeness of, the information contained therein (except as expressly set out therein). The information referred to below is not necessarily up to date as at the date of this annual information update and Prudential does not undertake any obligation to update any such information in the future. Furthermore, such information may have been prepared in accordance with the laws or regulations of a particular jurisdiction and may not comply with or meet the relevant standards of disclosure in any other jurisdiction. Neither this annual information update, nor the information referred to below constitutes, by virtue of this communication, an offer of any securities addressed to any person and should not be relied on by any person.

Prudential announces that in accordance with Prospectus Rule 5.2, the following information has been published or made available to the public over the previous 12 months in compliance with laws and rules dealing with the regulation of securities, issuers of securities and securities markets.

For the purposes of this update the information is only referred to and full copies of each item can be found at the locations specified below.

 

1. Regulatory announcements

The following UK regulatory announcements have been made by Prudential via a Regulatory Information Service during the previous 12 months. Copies can be viewed at the London Stock Exchange website at http://www.londonstockexchange.com/en-gb/pricesnews/marketnews/marketnews.htm under code PRU and on Prudential’s website at http://www.prudential.co.uk/prudential-plc/media/rns/. Where information was published at the Securities and Exchange Commission and the New York Stock Exchange by virtue of Prudential’s American Depositary Shares or Capital Securities listed on the New York Stock Exchange, copies can also be viewed on the Securities and Exchange Commission’s website at http://www.sec.gov/edgar/searchedgar/webusers.htm by searching under Companies & Other Filers for Prudential plc, and on the New York Stock Exchange’s website at http://www.nyse.com/about/listed/listed.html by searching for Prudential plc in the Listed Company Directory.

 

Description of the information
published

  

Method of publication

 

Date of filing/
publication

  

Information may be
obtained from

Annual Information Update    Announced to the LSE, SEC and NYSE   12/05/08   

LSE website

SEC website

NYSE website

Prudential website

Six Monthly blocklisting    Announced to the LSE, SEC and NYSE   14/05/08   

LSE website

SEC website

NYSE website

Prudential website

AGM statement    Announced to the LSE, SEC and NYSE   15/05/08   

LSE website

SEC website

NYSE website

Prudential website

AGM statement    Announced to the LSE, SEC and NYSE   15/05/08   

LSE website

SEC website

NYSE website

Prudential website

Doc re. 20-F 2007    Announced to the LSE, SEC and NYSE   16/05/08   

LSE website

SEC website

NYSE website

Prudential website

Re 20-F filing    Announced to the LSE, SEC and NYSE   16/05/08   

LSE website

SEC website

NYSE website

Prudential website


Description of the information
published

  

Method of publication

 

Date of filing/
publication

  

Information may be
obtained from

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   20/05/08   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   22/05/08   

LSE website

SEC website

NYSE website

Prudential website

Disclosure director’s details    Announced to the LSE, SEC and NYSE   29/05/08   

LSE website

SEC website

NYSE website

Prudential website

Blocklisting    Announced to the LSE, SEC and NYSE   30/05/08   

LSE website

SEC website

NYSE website

Prudential website

Disclosure director’s details    Announced to the LSE, SEC and NYSE   02/06/08   

LSE website

SEC website

NYSE website

Prudential website

Total Voting Rights    Announced to the LSE, SEC and NYSE   02/06/08   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   10/06/08   

LSE website

SEC website

NYSE website

Prudential website

Inherited Estate Update    Announced to the LSE, SEC and NYSE   27/06/08   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   30/06/08   

LSE website

SEC website

NYSE website

Prudential website

Total Voting Rights    Announced to the LSE, SEC and NYSE   01/07/08   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   09/07/08   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   17/07/08   

LSE website

SEC website

NYSE website

Prudential website

Prudential & SCB extend strategic partnership    Announced to the LSE, SEC and NYSE   28/07/08   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   30/07/08   

LSE website

SEC website

NYSE website

Prudential website


Description of the information
published

  

Method of publication

 

Date of filing/
publication

  

Information may be
obtained from

Interim Results    Announced to the LSE, SEC and NYSE   31/07/08   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   01/08/08   

LSE website

SEC website

NYSE website

Prudential website

Total Voting Rights    Announced to the LSE, SEC and NYSE   04/08/08   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   06/08/08   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   11/08/08   

LSE website

SEC website

NYSE website

Prudential website

Prudential plc appoints Harvey McGrath as Chairman    Announced to the LSE, SEC and NYSE   13/08/08   

LSE website

SEC website

NYSE website

Prudential website

Disclosure of Director’s Details    Announced to the LSE, SEC and NYSE   15/08/08   

LSE website

SEC website

NYSE website

Prudential website

Scrip Dividend Reference Price    Announced to the LSE, SEC and NYSE   20/08/08   

LSE website

SEC website

NYSE website

Prudential website

Notification of Major Interest in Shares    Announced to the LSE, SEC and NYSE   20/08/08   

LSE website

SEC website

NYSE website

Prudential website

Notification of Major Interest in Shares    Announced to the LSE, SEC and NYSE   20/08/08   

LSE website

SEC website

NYSE website

Prudential website

Correction to the Scrip Dividend Reference Price    Announced to the LSE, SEC and NYSE   21/08/08   

LSE website

SEC website

NYSE website

Prudential website

Notification of Major Interest in Shares    Announced to the LSE, SEC and NYSE   26/08/08   

LSE website

SEC website

NYSE website

Prudential website

Total Voting Rights    Announced to the LSE, SEC and NYSE   01/09/08   

LSE website

SEC website

NYSE website

Prudential website

Prudential announces bulk annuity agreement    Announced to the LSE, SEC and NYSE   03/09/08   

LSE website

SEC website

NYSE website

Prudential website

Doc re. US Interim Report & Form F-3    Announced to the LSE, SEC and NYSE   09/09/08   

LSE website

SEC website

NYSE website

Prudential website


Description of the information
published

  

Method of publication

 

Date of filing/
publication

  

Information may be
obtained from

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   10/09/08   

LSE website

SEC website

NYSE website

Prudential website

Scrip Dividend    Announced to the LSE, SEC and NYSE   12/09/08   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   16/09/08   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   24/09/08   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   25/09/08   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   26/09/08   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   01/10/08   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   01/10/08   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   01/10/08   

LSE website

SEC website

NYSE website

Prudential website

Total Voting Rights    Announced to the LSE, SEC and NYSE   02/10/08   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   09/10/08   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   09/10/08   

LSE website

SEC website

NYSE website

Prudential website

Price Monitoring Extension    Announced to the LSE   20/10/08   

LSE website

Prudential website

Second Price Monitoring Extn    Announced to the LSE   20/10/08   

LSE website

Prudential website

3rd Quarter Results    Announced to the LSE, SEC and NYSE   21/10/08   

LSE website

SEC website

NYSE website

Prudential website


Description of the information
published

  

Method of publication

 

Date of filing/
publication

  

Information may be
obtained from

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   22/10/08   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   31/10/08   

LSE website

SEC website

NYSE website

Prudential website

Total Voting Rights    Announced to the LSE, SEC and NYSE   03/11/08   

LSE website

SEC website

NYSE website

Prudential website

Notification of Major Interests in Shares    Announced to the LSE, SEC and NYSE   06/11/08   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   11/11/08   

LSE website

SEC website

NYSE website

Prudential website

Total Voting Rights    Announced to the LSE, SEC and NYSE   01/12/08   

LSE website

SEC website

NYSE website

Prudential website

Renewal of MTN programme    Announced to the LSE   05/12/08   

LSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   09/12/08   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   19/12/08   

LSE website

SEC website

NYSE website

Prudential website

Notification of Major Interests in Shares    Announced to the LSE, SEC and NYSE   29/12/08   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   31/12/08   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   31/12/08   

LSE website

SEC website

NYSE website

Prudential website

Price Monitoring Extension    Announced to the LSE   31/12/08   

LSE website

Prudential website

Total Voting Rights    Announced to the LSE, SEC and NYSE   02/01/09   

LSE website

SEC website

NYSE website

Prudential website

Corporate Reporting Calendar 2009    Announced to the LSE, SEC and NYSE   05/01/09   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   09/01/09   

LSE website

SEC website

NYSE website

Prudential website


Description of the information
published

  

Method of publication

 

Date of filing/
publication

  

Information may be
obtained from

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   15/01/09   

LSE website

SEC website

NYSE website

Prudential website

Price Monitoring Extension    Announced to the LSE   15/01/09   

LSE website

Prudential website

Second Price Monitoring Extn    Announced to the LSE   15/01/09   

LSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   23/01/09   

LSE website

SEC website

NYSE website

Prudential website

Total Voting Rights    Announced to the LSE, SEC and NYSE   02/02/09   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   11/02/09   

LSE website

SEC website

NYSE website

Prudential website

Prudential announces Taiwan Transfer    Announced to the LSE, SEC and NYSE   20/02/09   

LSE website

SEC website

NYSE website

Prudential website

Full Year 2008 New Business    Announced to the LSE, SEC and NYSE   20/02/09   

LSE website

SEC website

NYSE website

Prudential website

Total Voting Rights    Announced to the LSE, SEC and NYSE   02/03/09   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   10/03/09   

LSE website

SEC website

NYSE website

Prudential website

Prudential plc 2008 Full Year Results    Announced to the LSE   19/03/09   

LSE website

Prudential website

Prudential plc 2008 Full Year Results - Amended    Announced to the LSE, SEC and NYSE   19/03/09   

LSE website

SEC website

NYSE website

Prudential website

Tidjane Thiam to succeed Mark Tucker    Announced to the LSE, SEC and NYSE   19/03/09   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   19/03/09   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   24/03/09   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   24/03/09   

LSE website

SEC website

NYSE website

Prudential website


Description of the information
published

  

Method of publication

 

Date of filing/
publication

  

Information may be
obtained from

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   25/03/09   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   26/03/09   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   31/03/09   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   31/03/09   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   31/03/09   

LSE website

SEC website

NYSE website

Prudential website

Total Voting Rights    Announced to the LSE, SEC and NYSE   01/04/09   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   09/04/09   

LSE website

SEC website

NYSE website

Prudential website

Doc re. Annual Report and AGM    Announced to the LSE, SEC and NYSE   14/04/09   

LSE website

SEC website

NYSE website

Prudential website

Scrip Dividend    Announced to the LSE, SEC and NYSE   17/04/09   

LSE website

SEC website

NYSE website

Prudential website

Director Declaration    Announced to the LSE, SEC and NYSE   17/04/09   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   21/04/09   

LSE website

SEC website

NYSE website

Prudential website

Appointment of Chief Financial Officer    Announced to the LSE, SEC and NYSE   27/04/09   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   28/04/09   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   28/04/09   

LSE website

SEC website

NYSE website

Prudential website


Description of the information

published

  

Method of publication

 

Date of filing/
publication

  

Information may be
obtained from

Director Declaration    Announced to the LSE, SEC and NYSE   29/04/09   

LSE website

SEC website

NYSE website

Prudential website

Total Voting Rights    Announced to the LSE, SEC and NYSE   01/05/09   

LSE website

SEC website

NYSE website

Prudential website

Scrip Dividend allotment of shares    Announced to the LSE, SEC and NYSE   08/05/09   

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR Shareholding    Announced to the LSE, SEC and NYSE   11/05/09   

LSE website

SEC website

NYSE website

Prudential website

 

2. Documents filed with the Registrar of Companies

The following documents have been filed by Prudential with the Registrar of Companies at Companies House during the past 12 months. Copies of these documents may be obtained from Companies House:

Companies House

Crown Way

Cardiff

CF14 3UZ

email: enquiries@companies-house.gov.uk

or, if you are a registered user, through Companies House Direct at www.direct.companieshouse.gov.uk

 

Date of filing

  

Document type

  

Description

19/05/08    288c    Director’s particulars changed
20/05/08    88(2)    Return of allotment of shares
20/05/08    288b    Director resigned
27/05/08    RES01    Resolutions passed at AGM on 15/05/08 and adopted Articles of Association
27/05/08    AA    Report and Accounts for the year ended 31/12/2007
27/05/08    88(2)    Return of allotment of shares
06/06/08    288c    Director’s particulars changed
06/06/08    88(2)    Return of allotment of shares
06/06/08    288c    Director’s particulars changed
06/06/08    88(2)    Return of allotment of shares
12/06/08    288c    Director’s particulars changed
16/06/08    88(2)    Return of allotment of shares
01/07/08    353a    Location of register of members (non legible)
01/07/08    363a    Annual Return (bulk list available separately)
01/07/08    288c    Director’s particulars changed
02/07/08    88(2)    Return of allotment of shares


16/07/08    88(2)    Return of allotment of shares
16/07/08    88(2)    Return of allotment of shares
16/07/08    88(2)    Return of allotment of shares
12/08/08    88(2)    Return of allotment of shares
21/08/08    88(2)    Return of allotment of shares
21/08/08    88(2)    Return of allotment of shares
21/08/08    88(2)    Return of allotment of shares
21/08/08    88(2)    Return of allotment of shares
26/08/08    88(2)    Return of allotment of shares
02/09/08    88(2)    Return of allotment of shares
02/09/08    88(2)    Return of allotment of shares
11/09/08    288a    Director appointed
15/09/08    88(2)    Return of allotment of shares
24/09/08    88(2)    Return of allotment of shares
24/09/08    88(2)    Return of allotment of shares
01/10/08    88(2)    Return of allotment of shares
14/10/08    88(2)    Return of allotment of shares
22/10/08    88(2)    Return of allotment of shares
27/10/08    88(2)    Return of allotment of shares
06/11/08    88(2)    Return of allotment of shares
11/11/08    88(2)    Return of allotment of shares
24/11/08    88(2)    Return of allotment of shares
16/12/08    88(2)    Return of allotment of shares
17/12/08    88(2)    Return of allotment of shares
17/12/08    88(2)    Return of allotment of shares
02/01/09    288b    Director resigned
29/01/09    353a    Location of register of member (non legible)
12/03/09    288c    Director’s particulars changed
29/04/09    288c    Director’s particulars changed
29/04/09    288c    Director’s particulars changed
29/04/09    288c    Director’s particulars changed
29/04/09    288c    Director’s particulars changed

 

3. Documents filed with the Financial Services Authority

The following documents have been filed by Prudential with the Financial Services Authority during the previous 12 months. These documents may be viewed at the UK Listing Authority’s Document Viewing Facility at 25 The North Colonnade, Canary Wharf, London E14 5HS.

 

Document

  

Date of publication

Resolutions passed at AGM held on 15 May 2008

   15/05/08

Form 20-F 2007

   16/05/08

US GAAP Interim Report

   09/09/08


Form F-3

   09/09/08

Annual Report 2008

   14/04/09

Notice of Annual General Meeting 2009

   14/04/09

UK Form of Proxy

   14/04/09

ADR Form of Proxy

   14/04/09

Irish Form of Proxy

   14/04/09

 

4. Documents published at the Securities and Exchange Commission

Prudential has published a number of the documents listed in 1 above, as set out below, at the Securities and Exchange Commission (“SEC”) in compliance with its obligations under national laws and rules dealing with the regulation of securities, issuers of securities and securities markets by virtue of having American Depositary Shares and Capital Securities listed on the New York Stock Exchange (“NYSE”). In addition, Prudential has published the following documents with the SEC and/or NYSE. Full details of documents published at the SEC can be viewed at http://www.sec.gov/edgar/searchedgar/webusers.htm by searching under Companies & Other Filers for Prudential plc.

 

Filing date

   Form   

Description

15/05/08    20-F   
16/05/08    6-K    Resolution passed at AGM held on 15 May 2008
18/06/08    S-8    Filing to allow awards to be made under the various share plans
08/09/08    6-K    US GAAP Interim Report 2008
08/09/08    F-3   
08/09/08    F-N    Appointment of agent for service of process
15/04/09    6-K    Annual Report 2008
15/04/09    6-K    Notice of Annual General Meeting 2009
15/04/09    6-K    UK, US and Irish Proxy Voting Forms

Copies of the Company’s Annual Report 2008, the Notice of Annual General Meeting 2009 and associated proxy voting forms were also sent to the New York Stock Exchange (NYSE) in accordance with the NYSE Listing Company Manual.

In addition, whenever shares are listed on the London Stock Exchange, a supplementary listing application is submitted to the NYSE for the equivalent number of American Depositary Shares representing the number of shares listed in the UK.

Copies of the Annual and Interim Reports 2008, the Annual General Meeting documentation and Form 20-F 2007 can be found on Prudential’s website, www.prudential.co.uk

The annual information update is available on Prudential’s website. Copies of all the documents listed above and copies of this annual information update are available on request from Prudential’s registered office at Laurence Pountney Hill, London, EC4R 0HH.

For further information please contact Sylvia Edwards, Assistant Group Secretary, Prudential plc, 12 Arthur Street, London EC4R 0HH.

13 May 2009


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: May 13, 2009

PRUDENTIAL PUBLIC LIMITED COMPANY

 

    By:   /s/ SYLVIA EDWARDS
     

Sylvia Edwards

      Assistant Group Secretary