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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock Units (3) | (4) | 04/01/2008 | A | 12,043 | 03/31/2011 | 03/31/2011 | Common Stock | 12,043 | $ 0 | 12,043 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
McKessy Sean X. 6601 WEST BROAD STREET RICHMOND, VA 23230 |
Corporate Secretary |
Sean X. McKessy | 04/03/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 1,760 shares of Restricted Stock and 7,920 shares of Deferred Stock. |
(2) | Shares held in the Altria Deferred Profit Sharing Plan. |
(3) | These units were acquired on April 1, 2008 pursuant to a transfer bonus program in connection with the transfer of the Reporting Person to Altria Group, Inc. ("Altria") upon the spin-off of Philip Morris International Inc. from Altria. The units will vest at the expiration of three years if the Reporting Person remains employed with Altria at the end of the three-year period and will be settled in cash on the vesting date. |
(4) | Each share of phantom stock is the economic equivalent of one share of Altria Common Stock. |