UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Texas Oil & Gas Holdings LLC C/O ACCESS INDUSTRIES, INC. 730 FIFTH AVENUE, 20TH FL NEW YORK, NY 10019 |
 |  X |  |  |
RSB Ltd C/O ACCESS INDUSTRIES, INC. 730 FIFTH AVENUE, 20TH FL NEW YORK, NY 10019 |
 |  X |  |  |
Access Industries Holdings LLC 730 FIFTH AVENUE, 20TH FL NEW YORK, NY 10019 |
 |  X |  |  |
ACCESS INDUSTRIES, LLC 730 FIFTH AVENUE, 20TH FL NEW YORK, NY 10019 |
 |  X |  |  |
ACCESS INDUSTRIES MANAGEMENT, LLC 730 FIFTH AVENUE, 20TH FL NEW YORK, NY 10019 |
 |  X |  |  |
Blavatnik Len 730 FIFTH AVENUE, 20TH FL NEW YORK, NY 10019 |
 |  X |  |  |
Peter L. Thoren for Texas Oil & Gas Holdings LLC | 01/16/2014 | |
**Signature of Reporting Person | Date | |
Dawn E. Shand for RSB Limited | 01/16/2014 | |
**Signature of Reporting Person | Date | |
Alejandro Moreno for Access Industries Holdings LLC | 01/16/2014 | |
**Signature of Reporting Person | Date | |
Alejandro Moreno for Access Industries, LLC | 01/16/2014 | |
**Signature of Reporting Person | Date | |
Alejandro Moreno for Access Industries Management, LLC | 01/16/2014 | |
**Signature of Reporting Person | Date | |
Alejandro Moreno, Attorney-in-Fact for Len Blavatnik | 01/16/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The securities reported are held directly by Texas Oil & Gas Holdings LLC ("TOGH"). Each of RSB Limited, Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC (the "Access Entities") and Len Blavatnik may be deemed to beneficially own the shares of common stock held directly by TOGH because RSB Limited holds a majority of the outstanding membership interests in TOGH, Access Industries Holdings LLC holds a majority of the outstanding voting interests in RSB Limited, Access Industries, LLC holds a majority of the outstanding voting membership interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries Holdings LLC and Len Blavatnik controls Access Industries Management, LLC. |
(2) | Each of the reporting persons (other than TOGH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities for purposes of Section 16 or any other purpose. |