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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Director Stock Option (right to buy) | $ 2 | 02/12/1997 | D(1) | 5,000 | (1) | 02/12/2007 | Common Stock | 5,000 | (1) | 0 | D | ||||
Director Stock Option (right to buy) | $ 2 | 02/12/2007 | A(1) | 5,000 | (1) | (1) | Common Stock | 5,000 | (1) | 5,000 | D | ||||
Director Stock Option (right to buy) | $ 2 | 02/12/1997 | D(2) | 35,000 | (2) | 02/12/2007 | Common Stock | 35,000 | (2) | 0 | D | ||||
Director Stock Option (right to buy) | $ 2 | 02/12/2007 | A(2) | 35,000 | (2) | (2) | Common Stock | 35,000 | (2) | 35,000 | D | ||||
Director Stock Option (right to buy) | $ 2 | 02/12/1997 | D(3) | 100,000 | (3) | 02/12/2007 | Common Stock | 100,000 | (3) | 0 | D | ||||
Director Stock Option (right to buy) | $ 2 | 02/12/2007 | A(3) | 100,000 | (3) | (3) | Common Stock | 100,000 | (3) | 100,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DUNLEVIE BRUCE 4440 EL CAMINO REAL LOS ALTOS, CA 94022 |
X |
/s/ Raquel Peasley, by Power of Attorney | 02/14/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The two reported transactions involved an amendment to the termination period of an outstanding option in order to provide that the term of the option shall extend until twenty-nine days after the earliest date upon which the option may be exercised without violating applicable securities laws (which earliest date is expected to be the date upon which Rambus Inc. is current in its SEC reporting obligations). This resulted in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on February 12, 1997 and provided for the option to vest in full on August 12, 1997. |
(2) | The two reported transactions involved an amendment to the termination period of an outstanding option in order to provide that the term of the option shall extend until twenty-nine days after the earliest date upon which the option may be exercised without violating applicable securities laws (which earliest date is expected to be the date upon which Rambus Inc. is current in its SEC reporting obligations). This resulted in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on February 12, 1997 and provided for the option to vest at a rate of one forty-eighth per month until fully vested on February 12, 2001. |
(3) | The two reported transactions involved an amendment to the termination period of an outstanding option in order to provide that the term of the option shall extend until twenty-nine days after the earliest date upon which the option may be exercised without violating applicable securities laws (which earliest date is expected to be the date upon which Rambus Inc. is current in its SEC reporting obligations). This resulted in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on February 12, 1997 and provided for the option to vest at a rate of one forty-eighth per month until fully vested on February 12, 2001. |