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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Stock Appreciation Right (1) | $ 18.25 | 10/27/2006 | Â | J | 25,000 | Â | Â (1) | 10/27/2016 | Common Stock | (1) | 400,000 | Â | ||
Stock Appreciation Right (1) | $ 18.25 | 11/15/2006 | Â | J | 25,000 | Â | Â (1) | 11/15/2016 | Common Stock | (1) | 400,000 | Â | ||
Stock Appreciation Right (1) | $ 19 | 12/14/2006 | Â | J | 50,000 | Â | Â (1) | 12/14/2016 | Common Stock | (1) | 400,000 | Â | ||
Stock Appreciation Right (1) | $ 19.75 | 12/19/2006 | Â | J | 50,000 | Â | Â (1) | 12/19/2016 | Common Stock | (1) | 400,000 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SAELI THOMAS L 28213 VAN DYKE AVENUE WARREN, MI 48093 |
 X |  |  CEO |  |
Thomas L. Saeli | 02/06/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Stock Appreciation Rights ("SARS") were granted in accordance with the Noble International, Ltd. 2006 Executive Stock Appreciation Rights Plan (the "Plan"). The SARS represent the right to receive cash based on the increase in the market price of the Issuer's Common Stock from the listed Exercise price, not the right to receive any Common Stock of the Issuer. The SARS awarded vest in four equal annual installments, the first installment of which vests one year after the date of grant and the second, third and fourth installments vest thereafter on the second, third and fourth anniversary of the date of the grant, respectively. |