* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 250,000 shares of restricted stock that were granted on August 8, 2008 to the Reporting Person with a three-year
vesting period with an initial annual vesting date of January 1, 2009. The shares were issued in connection with a
Consulting Agreement entered into between the Reporting Person and the Issuer to provide consulting and specialized
services to the Issuer in the area of finance, acquisition of product lines, refinancing of existing debt and capital
raising under the direction of the Issuer, including for any company in which the Issuer has an ownership interest. |
(2) |
On February 7, 2007, the Reporting Person was granted 10,200 Restricted Stock Units as compensation for serving as the
Issuer's Vice-President. Each Restricted Stock Unit consists of a right to the issuance of one share of common stock, par
value $0.002 ("Common Stock"). The Restricted Stock Units are subject to a three-year vesting period. 3,400 Common Stock
shares were issued on the initial vesting date, December 20, 2007 and are included in the amount of securities beneficially
owned in the row of Table I reporting common stock. |
(3) |
On February 7, 2007, the Reporting Person was granted a Stock Option to purchase 4,800 shares of Common Stock at an exercise
price of $6.80 per share as compensation for serving as the Issuer's Vice-President. These stock options are subject to a
three-year vesting period, with an initial annual vesting date of December 20, 2007. |