UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM 8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported):
October
4, 2011
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ANNALY CAPITAL MANAGEMENT, INC. |
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(Exact name of registrant as specified in its charter) |
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Maryland |
1-13447 |
22-3479661 |
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(State
or Other Jurisdiction |
(Commission File Number) |
(IRS
Employer |
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1211 Avenue of the Americas Suite 2902 New York, New York |
10036 |
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(Address of principal executive offices) |
(Zip Code) |
Registrant’s
telephone number, including area code: (212) 696-0100
No Change
(Former
Name or Former Address, if Changed Since Last Report)
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
⃞
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
⃞
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⃞
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item 8.01. Other Events
On October 4, 2011, the Company issued a press release announcing an adjustment to the conversion rate of its 4% convertible senior notes due 2015. The Company’s press release is attached hereto as Exhibit 99.1.
Item 9.01. Financial Statements and Exhibits.
| (a) Not applicable. | |
| (b) Not applicable. | |
| (c) Not applicable. | |
| (d) Exhibits: | |
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99.1 Press Release, dated October 4, 2011, issued by the Company |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Annaly Capital Management, Inc. |
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By: |
/s/ Kathryn Fagan |
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Name: |
Kathryn Fagan |
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Title: |
Chief Financial Officer |
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Date: |
October 4, 2011 |
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