UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

     
Date of Report (Date of Earliest Event Reported):   November 14, 2013

 

Municipal Mortgage & Equity, LLC
__________________________________________
(Exact name of registrant as specified in its charter)

 

     
Delaware 000-55051 52-1449733

(State or other jurisdiction
(Commission
(I.R.S. Employer
of incorporation) File Number) Identification No.)
     
621 E Pratt Street, Suite 600, Baltimore, Maryland   21202
(Address of principal executive offices) (Zip Code)
     
Registrant’s telephone number, including area code:   (443) 263-2900
         

Not Applicable
______________________________________________
Former name or former address, if changed since last report

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

  

Item 2.02 Results of Operations and Financial Condition.

 

 On November 14, 2013, the Company filed its Periodic Report on Form 10-Q for the period ended September 30, 2013. The filing was announced in a press release also issued on November 14, 2013. The press release included certain non-GAAP financial information in the form of adjusted balance sheets and results of operations and a reconciliation of these non-GAAP financial statements to the Company’s GAAP financial statements. The purpose of these non-GAAP financial statements and the associated reconciliations is to help investors better understand our financial statements with regard to our retained bond investments as well as the effects of our consolidated funds and ventures. The press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.

 

The information in this Item 2.02 of Form 8-K and Exhibit 99.1 attached hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Exchange Act of 1934, as amended, or the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing.

 


Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits

 

99.1   Press release, dated November 14, 2013

 

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

         
    Municipal Mortgage & Equity, LLC
         
November 14, 2013   By:   /s/ Michael L. Falcone
        Name: Michael L. Falcone
        Title: Chief Executive Officer and President

  

 
 

 

EXHIBIT INDEX

 

 

 

Exhibit No.   Description
99.1   Press release, dated November 14, 2013