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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 12/06/2010 | M | 431 | (1) | (1) | Common Stock | 431 | $ 0 | 0 | D | ||||
Restricted Stock Units | (2) | 12/06/2010 | M | 715 | (2) | (2) | Common Stock | 715 | $ 0 | 707 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Van Eis Jan ONE HOLLOW LANE SUITE 201 LAKE SUCCESS, NY 11042 |
V.P. International Operations |
/s/ Jan Van Eis | 12/08/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Vesting of Restricted Stock Units (RSU) and accrued dividend equivalents. 1,200 RSU's were granted on December 6, 2007 and vest 1/3 each year beginning on December 6, 2008. Each RSU represents the contingent right to receive one share of common stock upon vesting. Each RSU also accrues dividend equivalents on each date that Aceto pays a cash dividend to holders of common stock generally. RSU's attributable to such dividend equivalents are subject to the same terms and conditions as the RSU's to which such dividend equivalents relate. |
(2) | Vesting of Restricted Stock Units (RSU) and accrued dividend equivalents. 2,000 RSU's were granted on December 4, 2008 and vest 1/3 each year beginning on December 6, 2009. Each RSU represents the contingent right to receive one share of common stock upon vesting. Each RSU also accrues dividend equivalents on each date that Aceto pays a cash dividend to holders of common stock generally. RSU's attributable to such dividend equivalents are subject to the same terms and conditions as the RSU's to which such dividend equivalents relate. |