UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Phantom 3/13D | 03/01/2016(2) | 03/01/2016 | Common Stock | 270.373 | $ (4) | D | Â |
RSUP17 | 03/05/2015 | 03/05/2015 | Common Stock | 1,488 (3) | $ (4) | D | Â |
RSUP18 | 03/01/2016 | 03/01/2016 | Common Stock | 1,544 (3) | $ (4) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Strah Steven E 76 S. MAIN ST. AKRON, OH 44308 |
 |  |  Sr VP & President FE Utilities |  |
Daniel M. Dunlap, POA | 02/04/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | FE's 401(k) Plan includes a unitized fund invested in FE stock, in which the reporting person may invest, which includes dividend reinvestment and company match features. The number of shares reported as indirectly held in the 401(k) Plan in this row is an estimate of the number of shares of FE's common stock held in the unitized stock fund and allocated to the reporting person's account as of December 31, 2014. |
(2) | These units represent Short Term Incentive Plan bonus earned on March 1, 2013 and deferred into the Executive Deferred Compensation Plan. |
(3) | These amounts are performance-adjusted restricted stock units of which 50% of the total award is reflected in Table II. Of the total number of RSUs granted, 50% of the RSUs are subject to forfeiture if the performance goals are not met. The number of RSUs can be adjusted upward by an additional 50% of the total award if the 3-year goals are achieved. |
(4) | 1 for 1 |