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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $ 4.13 | 08/17/2012 | M | 672 | (3) | 05/17/2017 | Common Stock | 672 | $ 0 | 294,411 | D | ||||
Stock Options | $ 4.13 | 08/20/2012 | M | 29,328 | (3) | 05/17/2017 | Common Stock | 29,328 | $ 0 | 265,083 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Lee Tommy Marvin C/O WESCO AIRCRAFT HOLDINGS, INC. 27727 AVENUE SCOTT VALENCIA, CA 91355 |
Executive Vice President |
/s/ Gregory A. Hann, as Attorney-in-Fact | 08/21/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 3,600 shares of the Company's Common Stock awarded pursuant to the Wesco Aircraft Holdings, Inc. 2011 Equity Incentive Award Plan. 1,800 of these shares will vest in three equal installments on September 30, 2012, 2013 and 2014. The vesting of the remaining 1,800 shares is subject to the Company's achievement of certain financial performance objectives during the year ended September 30, 2012. If these performance objectives are not achieved, these 1,800 shares will be forfeited. If these performance objectives are achieved, the 1,800 shares will also vest in three equal installments on September 30, 2012, 2013 and 2014. |
(2) | Includes 818,749 fully vested restricted stock units. The shares of the Company's Common Stock underlying the restricted stock units will not be distributed to the reporting person until September 28, 2012, or, if earlier, upon a change of control of the Company. |
(3) | The options became fully exercisable on October 13, 2011. |