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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 7, Final)*
CoBiz Financial Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
190897108
(CUSIP Number)
February 14, 2011
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o |
Rule 13d-1(b) |
o |
Rule 13d-1(c) |
x |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 190897108 | |||||
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1. |
Names of Reporting Persons. | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
x | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row 9 | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) Includes (a) 1,266,169 shares owned directly by Mr. Rothman and (b) 10,665 shares that are subject to options which are exercisable by Mr. Rothman within 60 days of February 14, 2011.
(2) Includes (a) 44,112 shares held by NaF Limited Partnership, an entity of which Mr. Rothman is a general partner, (b) 75,820 shares held in various family trusts for which Mr. Rothman is a trustee, (c) 104,106 shares held by Namtor Growth Fund Partnership, an entity of which Mr. Rothman is a general partner, (d) 56,881 shares held by Mr. Rothmans wife, (e) 6,271 shares held in a trust for which Mr. Rothmans wife is a co-trustee and (f) 95,850 shares held in trust by Mr. Rothmans wife.
Item 1. | ||
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(a) |
Name of Issuer: |
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(b) |
Address of Issuers Principal Executive Offices: |
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Item 2. | ||
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(a) |
Name of Person Filing: |
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(b) |
Address of Principal Business Office or, if none, Residence: |
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(c) |
Citizenship: |
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(d) |
Title of Class of Securities: |
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(e) |
CUSIP Number |
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Item 3. |
Not Applicable |
Item 4. |
Ownership | ||
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(a) |
Amount beneficially owned: 1,659,874 shares | |
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(b) |
Percent of class: 4.5% | |
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(c) |
(i)(iii) |
Sole power to: The Reporting Person has sole voting and dispositive power over 1,276,834 shares consisting of (a) 1,266,169 shares owned directly by Mr. Rothman and (b) 10,665 shares that are subject to options which are exercisable by Mr. Rothman within 60 days of February 14, 2011. |
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(ii)(iv) |
Shared power to: The Reporting Person has shared voting and dispositive power over 383,040 shares consisting of (a) 44,112 shares held by NaF Limited Partnership, an entity of which Mr. Rothman is a general partner, (b) 75,820 shares held in various family trusts for which Mr. Rothman is a trustee, c) 104,106 shares held by Namtor Growth Fund Partnership, an entity of which Mr. Rothman is a general partner, (d) 56,881 shares held by Mr. Rothmans wife, (e) 6,271 shares held in a trust for which Mr. Rothmans wife is a co-trustee, and (f) 95,850 shares held in trust by Mr. Rothmans wife. |
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Item 5. |
Ownership of 5 Percent or Less of the common stock of the Issuer. x | ||
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Item 6. |
Not Applicable | ||
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Item 7. |
Not Applicable | ||
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Item 8. |
Not Applicable | ||
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Item 9. |
Not Applicable |