As filed with the Securities and Exchange Commission on January 18, 2007
Registration No. 333-
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-3
REGISTRATION
STATEMENT
UNDER
THE SECURITIES ACT OF 1933
COBIZ INC.
(Exact name of registrant as specified in its charter)
Colorado |
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6021 |
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84-0826324 |
(State or other jurisdiction of |
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(Primary Standard Industrial |
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(I.R.S. Employer |
incorporation or organization) |
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Classification Code Number) |
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Identification No.) |
821
Seventeenth Street
Denver, Colorado 80202
(303) 293-2265
(Address, including zip code, and telephone number, including
area code, of registrants principal executive offices)
Steven
Bangert
Chairman of the Board and Chief Executive Officer
CoBiz Inc.
821 Seventeenth Street
Denver, Colorado 80202
(303) 293-2265
(Name, address, including zip code, and telephone number,
including area code, of agent for service)
Copy to:
Andrew L. Blair, Jr., Esq.
Jeffrey R. Kesselman, Esq.
Sherman & Howard L.L.C.
633 Seventeenth Street, Suite 3000
Denver, Colorado 80202
(303) 297-2900
Approximate date of commencement of proposed sale to the public: From time to time after the effective date of this Registration Statement.
If the only securities being registered on this form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. o
If any of the securities being registered on this form are being offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. o
If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. x Registration No. 333-139500
If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o
If this form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. o
If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. o
CALCULATION OF REGISTRATION FEE
Title of each class of securities to be registered |
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Proposed |
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Proposed |
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Common Stock |
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425,262 shares |
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$ |
20.90 |
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$ |
8,888,000 |
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$ |
951.02 |
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(1) All shares of common stock are being registered on behalf of the selling shareholders.
(2) Common stock with a maximum aggregate offering price of $44,440,000 was registered by selling shareholders under Securities Act Registration Statement No. 333-139500, with respect to which a filing fee of $4,755.08 was previously paid with the earlier registration statement.
Incorporation By Reference of Registration Statement on Form S-3, File No. 333-139500.
This Registration Statement is being filed by CoBiz Inc. (the Company) with the Securities and Exchange Commission (the Commission) to register additional shares of the Companys common stock with a maximum aggregate offering price of $8,888,000, pursuant to Rule 462(b) under the Securities Act of 1933, as amended. The information in the Registration Statement filed by the Company with the Commission (File No. 333-139500) pursuant to the Securities Act of 1933, as amended, is incorporated by reference into this Registration Statement.
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PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 16. Exhibits
(a) The following is a complete list of Exhibits filed as part of this Registration Statement, which are incorporated herein:
Exhibit |
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Reference |
5 |
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Opinion of Sherman & Howard L.L.C. |
23.1 |
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Consent of Sherman & Howard L.L.C. (included in Exhibit 5) |
23.2 |
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Consent of Deloitte & Touche LLP, Independent Registered Public Accounting Firm |
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing this Registration Statement on Form S-3 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City and County of Denver, State of Colorado, on the 18th day of January, 2007.
COBIZ INC. |
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By |
/s/ Steven Bangert |
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Steven Bangert, Chairman of the Board and Chief Executive Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signatures |
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Title |
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Date |
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/s/ Steven Bangert |
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Chairman of the Board |
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January 18, 2007 |
Steven Bangert |
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and Chief Executive Officer |
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(Principal Executive Officer) |
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* |
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Vice Chairman of the Board |
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January 18, 2007 |
Jonathan C. Lorenz |
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* |
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President |
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January 18, 2007 |
Richard J. Dalton |
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/s/ Lyne B. Andrich |
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Executive Vice President and |
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January 18, 2007 |
Lyne B. Andrich |
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Chief Financial Officer |
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(Principal Financial Officer) |
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* |
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Corporate Controller |
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January 18, 2007 |
Troy Dumlao |
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(Principal Accounting Officer) |
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* |
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Director |
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January 18, 2007 |
Michael B. Burgamy |
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* |
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Director |
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January 18, 2007 |
Jerry W. Chapman |
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4
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Director |
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January 18, 2007 |
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Morgan Gust |
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* |
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Director |
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January 18, 2007 |
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Thomas M. Longust |
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* |
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Director |
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January 18, 2007 |
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Evan Makovsky |
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* |
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Director |
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January 18, 2007 |
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Harold F. Mosanko |
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* |
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Director |
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January 18, 2007 |
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Noel N. Rothman |
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* |
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Director |
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January 18, 2007 |
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Timothy J. Travis |
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* |
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Director |
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January 18, 2007 |
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Mary Beth Vitale |
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* |
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Director |
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January 18, 2007 |
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Mary M. White |
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*By: |
/s/ Lyne B. Andrich |
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Lyne B. Andrich |
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Attorney-in-fact |
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EXHIBIT INDEX
Exhibit |
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Reference |
5 |
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Opinion of Sherman & Howard L.L.C. |
23.1 |
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Consent of Sherman & Howard L.L.C. (included in Exhibit 5) |
23.2 |
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Consent of Deloitte & Touche LLP, Independent Registered Public Accounting Firm |
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