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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13G |
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Under the Securities Exchange Act of 1934
(Amendment No. 5)*
Mothers Work, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
619903 10 7
(CUSIP Number)
December 31, 2002
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
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Rule 13d-1(b) |
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Rule 13d-1(c) |
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Rule 13d-1(d) |
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 619903 10 7 |
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1. |
Name of Reporting Person I.R.S. Identification Nos. of above persons (entities only) |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
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(b) |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of Organization |
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Number of |
5. |
Sole Voting Power |
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6. |
Shared Voting Power |
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7. |
Sole Dispositive Power |
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8. |
Shared Dispositive
Power |
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person |
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions) [ ] |
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11. |
Percent of Class Represented by Amount in Row (9) |
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12. |
Type of Reporting Person (See Instructions) |
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CUSIP No. 619903 10 7 |
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1. |
Name of Reporting Person I.R.S. Identification Nos. of above persons (entities only) |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
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(b) |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of Organization |
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Number of |
5. |
Sole Voting Power |
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6. |
Shared Voting Power |
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7. |
Sole Dispositive Power |
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8. |
Shared Dispositive
Power |
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person |
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions) [ ] |
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11. |
Percent of Class Represented by Amount in Row (9) |
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12. |
Type of Reporting Person (See Instructions) |
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Item 1. |
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(a) |
Name of Issuer |
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(b) |
Address of Issuer's Principal Executive Offices |
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Item 2. |
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(a) |
Name of Person Filing |
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(b) |
Address of Principal Business Office or, if none, Residence |
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(c) |
Citizenship |
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(d) |
Title of Class of Securities |
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(e) |
CUSIP Number |
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Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
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(a) |
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Broker or dealer registered under Section 15 of the Exchange Act |
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(b) |
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Bank as defined in Section 3(a)(6) of the Exchange Act |
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(c) |
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Insurance company as defined in Section 3(a)(19) of the Exchange Act |
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(d) |
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Investment company registered under Section 8 of the Investment Company Act |
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(e) |
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An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E) |
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(f) |
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An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F) |
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(g) |
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A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G) |
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(h) |
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act |
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(i) |
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A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act |
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(j) |
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Group, in accordance with Rule 13d-1(b)(1)(ii)(J) |
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Not applicable |
Item 4. |
Ownership |
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Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. |
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(a) |
Amount beneficially owned: Dan W. Matthias beneficially owns an aggregate of 725,825 shares of Common Stock, including 255,905 shares purchasable upon the exercise of stock options and 469,920 shares owned jointly with his wife, Rebecca C. Matthias. Rebecca C. Matthias beneficially owns an aggregate of 725,825 shares of Common Stock, including 255,905 shares purchasable upon the exercise of stock options and 469,920 shares jointly with her husband, Dan W. Matthias. In addition to the shares purchasable upon the exercise of stock options by each such person individually, Dan W. and Rebecca C. Matthias own 469,290 shares jointly. Collectively, as husband and wife, Dan W. and Rebecca C. Matthias beneficially own an aggregate of 981,730 shares of Common Stock. |
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(b) |
Percent of class: Dan and Rebecca Matthias each own 13.1% of the class. Collectively, as husband and wife, Dan W. and Rebecca C. Matthias own 17.0% of the class. (1) |
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(c) |
Number of shares of Common Stock as to which each of Dan W. Matthias and Rebecca C. Matthias has: |
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(i) |
Sole power to vote or to direct the vote 255,905 |
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(ii) |
Shared power to vote or to direct the vote 469,920 |
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(iii) |
Sole power to dispose or to direct the disposition of 255,905 |
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(iv) |
Shared power to dispose or to direct the disposition of 469,920 |
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(1) |
Calculated on the basis of 5,265,348 shares of Common Stock outstanding on December 20, 2002, according to the Form 10-K of the Issuer filed on December 31, 2002. |
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Item 5. |
Ownership of Five Percent or Less of a Class |
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Not applicable |
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person |
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Not applicable |
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
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Not applicable |
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Item 8. |
Identification and Classification of Members of the Group |
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Not applicable |
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Item 9. |
Notice of Dissolution of Group |
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Not applicable |
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Item 10. |
Certification |
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Not applicable |
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After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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February 14, 2003 |
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Date |
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Signature |
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Name |
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Signature |
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Name |
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