FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Brady, Darren
P.
(Last) (First) (Middle)
411 108th Avenue NE, 15th Floor
(Street)
Bellevue, WA 98004-515
(City) (State) (Zip)
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2. Date of Event
Requiring Statement
(Month/Day/Year)
February 19, 2003
3. I.R.S. Identification
Number of Reporting
Person, if an entity
(voluntary)
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4. Issuer Name and Ticker or Trading Symbol
Puget Energy, Inc. PSD
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable) Director
10% Owner
X Officer
Other
Officer/Other
Description
Vice President Customer Service of PSE
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6. If Amendment, Date of
Original (Month/Day/Year)
7. Individual or Joint/Group
Filing (Check Applicable Line) X Individual Filing
Joint/Group Filing
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Table I - Non-Derivative Securities Beneficially Owned
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1. Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form :
(D) Direct
(I) Indirect (Instr. 5) |
4. Nature of Beneficial Ownership
(Instr. 5)
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Common | 207 | I | By Brokerage Account |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
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Persons who respond to the collection of information contained in this form are not required to
respond unless the form displays a currently valid OMB control number. |
(over)
SEC 1473 (7-02) |
Brady, Darren P. - February 19, 2003 |
Form 3 (continued) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security
(Instr. 4)
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2. Date Exercisable(DE) and Expiration Date(ED)
(DE) | (ED)
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3. Title and Amount of of Underlying Security
(Instr. 4)
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4. Conversion or
Exercise Price
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5. Ownership
Form
(D) Direct
or
(I) Indirect
(Instr. 5)
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6. Nature of Indirect
Beneficial Ownership
(Instr. 5)
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LTIP | 12/31/2003 | 12/31/2003 | Common - 934 | $0.00 (1) | D | |
LTIP | 12/31/2004 | 12/31/2004 | Common - 1,159 | $0.00 (1) | D | |
LTIP | 12/31/2005 | 12/31/2005 | Common - 2,112 | $0.00 (1) | D | |
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** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
See Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB number.
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/s/ Darren P. Brady
________________________________ 02-24-2003 ** Signature of Reporting Person Date
Page 2
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Brady, Darren P. - February 19, 2003 |
Form 3 (continued) |
FOOTNOTE Descriptions for Puget Energy, Inc. PSD Form 3 - February 2003 Darren P. Brady
411 108th Avenue NE, 15th Floor Bellevue, WA 98004-515 Explanation of responses: (1) LTIP share grants under the Puget Energy Long-Term Incentive Plan for Officers and Key Employees. LTIP Shares are paid in Puget Energy stock when vested in an amount ranging from zero to 175% of LTIP Share Grants. |
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