(Name of Issuer)
|
(Title of Class of Securities)
|
(CUSIP Number)
|
(Date of Event Which Requires Filing of this Statement)
|
|
[x]
|
Rule 13d-1(b)
|
|
£
|
Rule 13d-1(c)
|
|
£
|
Rule 13d-1(d)
|
1.
|
Names of Reporting Persons.
|
||
I.R.S. Identification Nos. of above persons (entities only).
|
|||
Royal Bank of Canada
|
|||
2.
|
Check the Appropriate Box if a Member of a group (See Instructions)
|
||
(a)[ ]
|
|||
(b)[ ]
|
|||
3.
|
SEC Use Only
|
||
4.
|
Citizenship or Place of Organization
|
||
Canada
|
|||
Number of
Shares
|
5. Sole Voting Power
|
0
|
|
Beneficially
Owned By
|
6. Shared Voting Power
|
27 (Series Tu)
|
|
Each
Reporting
|
7. Sole Dispositive Power
|
0
|
|
Person With:
|
8. Shared Dispositive Power
|
27 (Series Tu)
|
|
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
27 Series Tu
|
|
10.
|
Check if Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
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[ ]
|
|
11.
|
Percent of Class Represented by Amount in Row (9)
|
6.2% (Series Tu)
|
|
12.
|
Type of Reporting Person (See Instructions)
|
HC
|
|
1.
|
Names of Reporting Persons.
|
||
I.R.S. Identification Nos. of above persons (entities only).
|
|||
RBC Capital Markets, LLC1
|
|||
2.
|
Check the Appropriate Box if a Member of a group (See Instructions)
|
||
(a)[ ]
|
|||
(b)[ ]
|
|||
3.
|
SEC Use Only
|
||
4.
|
Citizenship or Place of Organization
|
||
Minnesota
|
|||
Number of
Shares
|
5. Sole Voting Power
|
0
|
|
Beneficially
Owned By
|
6. Shared Voting Power
|
27 (Series Tu)
|
|
Each
Reporting
|
7. Sole Dispositive Power
|
0
|
|
Person With:
|
8. Shared Dispositive Power
|
27 (Series Tu)
|
|
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
27 (Series Tu)
|
|
10.
|
Check if Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
|
[ ]
|
|
11.
|
Percent of Class Represented by Amount in Row (9)
|
6.2% (Series Tu)
|
|
12.
|
Type of Reporting Person (See Instructions)
|
BD
|
|
(a)
|
Name of Issues
|
(b)
|
Address of Issuer’s Principal Executive Offices
|
(a)
|
Name of Person Filing
|
1.
|
Royal Bank of Canada
|
2.
|
RBC Capital Markets, LLC
|
(b)
|
Address of Principal Business Office or, if none, Residence
|
1.
|
200 Bay Street
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2.
|
One Liberty Plaza
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(d)
|
Title of Class of Securities
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(e)
|
CUSIP Numbers
|
Item 3.
|
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
|
(a)
|
[X]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
|
|
(b)
|
£
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
|
|
(c)
|
£
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
|
|
(d)
|
£
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
|
|
(e)
|
£
|
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
|
|
(f)
|
£
|
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
|
|
(g)
|
[X]
|
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
|
|
(h)
|
£
|
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
|
|
(i)
|
£
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
|
|
(j)
|
£
|
A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).
|
|
(k)
|
£
|
Group, in accordance with §240.13d-1(b)(1)(ii)(K).
|
Item 4.
|
Ownership
|
|
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
|
||
(a)
|
Amount beneficially owned. See Item 9 of the Cover Page.
|
|
(b)
|
Percent of class. See Item 11 of the Cover Page.
|
|
(c)
|
Number of shares as to which the person has:
|
|
(1)
|
Sole power to vote or to direct the vote
0
|
|
(2)
|
Shared power to vote or to direct the vote
See Item 9 of the cover pages.
|
|
(3)
|
Sole power to dispose or to direct the disposition of
0
|
|
(4)
|
Shared power to dispose or to direct the disposition of
See Item 9 of the cover pages.
|
|
Instruction: For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).
|
||
Item 5.
|
Ownership of Five Percent or Less of Class
|
|
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]
As of the reporting date, the reporting persons hold less than 5 percent of the remaining series, including Series F (0 shares).
|
||
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person
|
|
Not applicable.
|
||
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
|
|
RBC Capital Markets, LLC is an indirectly wholly owned subsidiary of Royal Bank of Canada.
|
||
Item 8.
|
Identification and Classification of Members of the Group
|
|
Not applicable.
|
||
Item 9.
|
Notice of Dissolution of Group
|
|
Not applicable.
|
||
Item 10.
|
Certification
|
|
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
|
ROYAL BANK OF CANADA | |||
/s/ Thomas Smee
|
|||
Signature
|
|||
Thomas Smee/Senior Vice President
|
|||
Name/Title
|
|||
/s/ Carol Ann Bartlett
|
|||
Signature
|
|||
Carol Ann Bartlett/Senior Vice President
|
|||
Name/Title
|
RBC CAPITAL MARKETS, LLC | |||
/s/ John Penn
|
|||
Signature
|
|||
John Penn/Authorized Signatory
|
|||
Name/Title
|
|||
Exhibit
|
Exhibit
|
A.
|
Joint Filing Agreement
|
EXHIBIT A
|
JOINT FILING AGREEMENT
|
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, the persons or entities named below agree to the joint filing on behalf of each of them of this Schedule 13G/A with respect to the Securities of the Issuer and further agree that this joint filing agreement be included as an exhibit to this Schedule 13G/A. In evidence thereof, the undersigned hereby execute this Agreement as of November 5, 2010.
|
ROYAL BANK OF CANADA
|
|
/s/ Thomas Smee
|
|
Signature
|
|
Thomas Smee/Senior Vice President
|
|
Name/Title
|
|
/s/ Carol Ann Bartlett
|
|
Signature
|
|
Carol Ann Bartlett/Senior Vice President
|
|
Name/Title
|
|
RBC CAPITAL MARKETS, LLC
|
|
/s/ John Penn
|
|
Signature
|
|
John Penn/Authorized Signatory
|
|
Name/Title
|
|
EXHIBIT B
|
POWER OF ATTORNEY
|
KNOW ALL PERSONS BY THESE PRESENTS that RBC CAPITAL MARKETS, LLC (the "RBCCM") does hereby make, constitute and appoint Peter von Maur and John Penn, acting individually, its true and lawful attorney, to execute and deliver in its name and on its behalf whether the RBCCM is acting individually or as representative of others, any and all filings required to me made by RBCCM under the Securities Exchange Act of 1934, (as amended, the "Act"), with respect to securities which may be deemed to be beneficially owned by RBCCM under the Act, giving and granting unto said attorney-in-fact power and authority to act in the premises as fully and to all intents and purposes as the RBCCM might or could do if personally present by one of its authorized signatories, hereby ratifying and confirming all that said attorney-in-fact shall lawfully do or cause to be done by virtue hereof.
THIS POWER OF ATTORNEY shall remain in full force and effect until either revoked in writing by the undersigned or until such time as the person or persons to whom power of attoney has been hereby granted cease(s) to be an employee of RBCCM. |
RBC CAPITAL MARKETS, LLC |
|
|
|
By: /s/ Richard T. Chase |
|
Name: Richard T. Chase |
|
Title: Managing Director |
|
|
|
Date: 11/4/10 |