|
(Name
of Issuer)
|
|
(Title
of Class of Securities)
|
|
(CUSIP
Number)
|
|
(Date
of Event Which Requires Filing of this
Statement)
|
|
|
[x]
|
Rule
13d-1(b)
|
|
|
£
|
Rule
13d-1(c)
|
|
|
£
|
Rule
13d-1(d)
|
|
1.
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Names
of Reporting Persons.
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||
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I.R.S.
Identification Nos. of above persons (entities only).
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|||
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Royal
Bank of Canada
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|||
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2.
|
Check
the Appropriate Box if a Member of a group (See
Instructions)
|
||
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(a)
[ ]
|
|||
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(b)
[ ]
|
|||
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3.
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SEC
Use Only
|
||
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4.
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Citizenship
or Place of Organization
|
||
|
Canada
|
|||
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Number
of
Shares
|
5. Sole
Voting Power
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0
|
|
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Beneficially
Owned
By
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6. Shared
Voting Power
|
0
|
|
|
Each
Reporting
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7. Sole
Dispositive Power
|
0
|
|
|
Person
With:
|
8. Shared
Dispositive Power
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0
|
|
|
9.
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Aggregate
Amount Beneficially Owned by Each Reporting Person
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0
|
|
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10.
|
Check
if Aggregate Amount in Row (9) Excludes Certain Shares
(See
Instructions)
|
[ ]
|
|
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11.
|
Percent
of Class Represented by Amount in Row (9)
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0%
|
|
|
12.
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Type
of Reporting Person (See Instructions)
|
HC
|
|
|
1.
|
Names
of Reporting Persons.
|
||
|
I.R.S.
Identification Nos. of above persons (entities only).
|
|||
|
RBC
Capital Markets Corporation
|
|||
|
2.
|
Check
the Appropriate Box if a Member of a group (See
Instructions)
|
||
|
(a)
[ ]
|
|||
|
(b)
[ ]
|
|||
|
3.
|
SEC
Use Only
|
||
|
4.
|
Citizenship
or Place of Organization
|
||
|
Minnesota
|
|||
|
Number
of
Shares
|
5. Sole
Voting Power
|
0
|
|
|
Beneficially
Owned
By
|
6. Shared
Voting Power
|
0
|
|
|
Each
Reporting
|
7. Sole
Dispositive Power
|
0
|
|
|
Person
With:
|
8. Shared
Dispositive Power
|
0
|
|
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
|
0
|
|
|
10.
|
Check
if Aggregate Amount in Row (9) Excludes Certain Shares
(See
Instructions)
|
[ ]
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9)
|
0%
|
|
|
12.
|
Type
of Reporting Person (See Instructions)
|
BD
|
|
|
(a)
|
Name
of Issues
|
|
(b)
|
Address
of Issuer’s Principal Executive
Offices
|
|
(a)
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Name
of Person Filing
|
|
1.
|
Royal
Bank of Canada
|
|
2.
|
RBC
Capital Markets Corporation
|
|
(b)
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Address
of Principal Business Office or, if none,
Residence
|
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1.
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200
Bay Street
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2.
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One
Liberty Plaza
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(d)
|
Title of Class of Securities
|
|
(e)
|
CUSIP Numbers
|
|
Item
3.
|
If
this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c),
check whether the person filing is
a:
|
|
(a)
|
[X]
|
Broker
or dealer registered under section 15 of the Act (15 U.S.C.
78o).
|
|
|
(b)
|
£
|
Bank
as defined in section 3(a)(6) of the Act (15 U.S.C.
78c).
|
|
|
(c)
|
£
|
Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c).
|
|
|
(d)
|
£
|
Investment
company registered under section 8 of the Investment Company Act of 1940
(15 U.S.C. 80a-8).
|
|
|
(e)
|
£
|
An
investment adviser in accordance with
§240.13d-1(b)(1)(ii)(E).
|
|
|
(f)
|
£
|
An
employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F).
|
|
|
(g)
|
[X]
|
A
parent holding company or control person in accordance with
§240.13d-1(b)(1)(ii)(G).
|
|
|
(h)
|
£
|
A
savings associations as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813).
|
|
|
(i)
|
£
|
A
church plan that is excluded from the definition of an investment company
under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C.
80a-3).
|
|
|
(j)
|
£
|
A
non-U.S. institution in accordance with Rule
13d-1(b)(1)(ii)(J).
|
|
|
(k)
|
£
|
Group,
in accordance with
§240.13d-1(b)(1)(ii)(K).
|
|
Item
4.
|
Ownership
|
|
|
Provide
the following information regarding the aggregate number and percentage of
the class of securities of the issuer identified in Item
1.
|
||
|
The
number of shares reported herein represents combined holdings in multiple
series of auction rate preferred securities of the issuer, which are
treated as one class of securities pursuant to the Securities and Exchange
Commission’s Auction Rate Securities Global Exemptive Relief no-action
letter issued on September 22, 2008.
|
||
|
(a)
|
Amount
beneficially owned. See Item 9 of the Cover Pages.
|
|
|
(b)
|
Percent
of class. See Item 11 of the Cover Pages.
|
|
|
(c)
|
Number
of shares as to which the person has:
|
|
|
(1)
|
Sole
power to vote or to direct the vote
See
Item 5 of the Cover Pages.
|
|
|
(2)
|
Shared
power to vote or to direct the vote
See
Item 6 of the Cover Pages.
|
|
|
(3)
|
Sole
power to dispose or to direct the disposition of
See
Item 7 of the Cover Pages.
|
|
|
(4)
|
Shared
power to dispose or to direct the disposition of
See
Item 8 of the Cover pages.
|
|
|
Instruction: For
computations regarding securities which represent a right to acquire an
underlying security see §240.13d-3(d)(1).
|
||
|
Item
5.
|
Ownership
of Five Percent or Less of Class
|
|
|
If
this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more
than five percent of the class of securities, check the
following: [X]
|
||
|
Item
6.
|
Ownership
of More than Five Percent on Behalf of Another Person
|
|
|
Not
applicable.
|
||
|
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being
Reported on by the Parent Holding Company
|
|
|
RBC
Capital Markets Corporation is an indirectly wholly owned subsidiary of
Royal Bank of Canada.
|
||
|
Item
8.
|
Identification
and Classification of Members of the Group
|
|
|
Not
applicable.
|
||
|
Item
9.
|
Notice
of Dissolution of Group
|
|
|
Not
applicable.
|
||
|
Item
10.
|
Certification
|
|
|
By
signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired and are held in the ordinary
course of business and were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the issuer
of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or
effect.
|
||
| ROYAL BANK OF CANADA | ||
|
/s/
Tom Smee
|
||
|
Signature
|
||
|
Tom
Smee/Senior Vice President
|
||
|
Name/Title
|
||
|
/s/
Bruce Macdonald
|
||
|
Signature
|
||
|
Bruce
Macdonald/Executive Vice President
|
||
|
Name/Title
|
| RBC CAPITAL MARKETS CORPORATION | ||
|
*/s/
John Penn
|
||
|
Signature
|
||
|
John
Penn/Authorized Signatory
|
||
|
Name/Title
|
||
|
Exhibit
|
Exhibit
|
|
A.
|
Joint
Filing Agreement
|
|
EXHIBIT
A
|
|
JOINT
FILING AGREEMENT
|
|
In
accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934,
the persons or entities named below agree to the joint filing on behalf of
each of them of this Schedule 13G/A with respect to the Securities of the
Issuer and further agree that this joint filing agreement be included as
an exhibit to this Schedule 13G/A. In evidence thereof, the
undersigned hereby execute this Agreement as of June 4, 2010.
|
|
ROYAL
BANK OF CANADA
|
|
|
/s/
Tom Smee
|
|
|
Signature
|
|
|
Tom
Smee/Senior Vice President
|
|
|
Name/Title
|
|
|
/s/
Bruce Macdonald
|
|
|
Signature
|
|
|
Bruce
Macdonald/Executive Vice President
|
|
|
Name/Title
|
|
|
RBC
CAPITAL MARKETS CORPORATION
|
|
|
*/s/
John Penn
|
|
|
Signature
|
|
|
John
Penn/Authorized Signatory
|
|
|
Name/Title
|
|
*This
Schedule 13G/A was executed by John Penn pursuant to the power of attorney
filed with the Securities and Exchange Commission on March 10, 2009 in
connection with a Schedule 13G for BlackRock MuniHoldings Fund II, Inc.,
which power of attorney is incorporated herein by reference.
|