CUSIP NO. 030910 20 2
|
13D |
Page 2 of 5 pages |
1 |
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Albert E. Whitehead | ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) o
| ||
3 |
SEC USE ONLY
| ||
4 |
SOURCE OF FUNDS
PF | ||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) o
| ||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America | ||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
7 |
SOLE VOTING POWER
-15,409,151- | |
8 |
SHARED VOTING POWER
-2,845,283- | ||
9 |
SOLE DISPOSITIVE POWER
-15,409,251- | ||
10 |
SHARED DISPOSITIVE POWER
-2,845,283- | ||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
18,254,534 | ||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
| ||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
27.7% | ||
14 |
TYPE OF REPORTING PERSON
IN |
CUSIP NO. 030910 20 2
|
13D |
Page 3 of 5 pages |
(a) |
Albert E. Whitehead |
(b) |
The business address of Mr. Whitehead is 8801 S. Yale, Suite 120, Tulsa, Oklahoma 74137-3575. |
(c) |
Mr. Whitehead’s principal occupation is Chairman of the Board, Chief Executive Officer and President of the Company, which is located at 8801 S. Yale, Suite 120, Tulsa, Oklahoma 74137-3575. |
(d) |
Mr. Whitehead has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations and similar misdemeanors). |
(e) |
Mr. Whitehead has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such a proceeding, been subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or
finding any violation with respect to such laws. |
(f) |
Mr. Whitehead is a citizen of the United States of America. |
CUSIP NO. 030910 20 2
|
13D |
Page 4 of 5 pages |
|
(a) |
Mr. Whitehead is now the beneficial owner of 18,254,534 shares of Common Stock. As of October 8, 2009, there are 65,764,560 shares of the Company’s common stock outstanding. Mr. Whitehead is therefore currently the beneficial owner of 27.7% of the total issued and outstanding shares of Common Stock. The 18,254,534 include: (i) 15,284,251 shares owned by the Albert E. Whitehead
Living Trust, of which Mr. Whitehead is the trustee, (ii) 2,815,283 shares owned by the Lacy E. Whitehead Living Trust, of which Ms. Whitehead, Mr. Whitehead’s wife, is trustee, and in which Mr. Whitehead disclaims beneficial ownership, (iii) 125,000 shares underlying warrants owned by Mr. Whitehead that are exercisable within 60 days and (iv) 30,000 shares owned by Mr. Whitehead’s grandchildren in an account for which Mr. Whitehead acts as custodian, and in which Mr. Whitehead disclaims beneficial
ownership. |
|
(b) |
The responses of Mr. Whitehead to Items 7-11 of the cover page of this Schedule 13D are incorporated herein by reference. |
(c) |
The responses of Mr. Whitehead to Item 3 of this Schedule 13D are incorporated herein by reference. |
|
(d) |
Not applicable. |
(e) |
Not applicable. |
CUSIP NO. 030910 20 2
|
13D |
Page 5 of 5 pages |